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Reel/Frame:	015377/0396			Pages:	39
		Recorded:	11/09/2004
Conveyance:	SECURITY AGREEMENT

Total properties: 79

Patent #:	4636763	Issue Dt:	01/13/1987	Application #:	06710982	Filing Dt:	03/12/1985
Title:	BOBBIN WITH STRAIN RELIEF

Patent #:	4667281	Issue Dt:	05/19/1987	Application #:	06798264	Filing Dt:	11/15/1985
Title:	SPEED-UP CIRCUIT FOR SWITCHED POWER TRANSISTOR

Patent #:	4716343	Issue Dt:	12/29/1987	Application #:	06798265	Filing Dt:	11/15/1985
Title:	CONSTANT ILLUMINATION, REMOTELY DIMMABLE ELECTRONIC BALLAST

Patent #:	4724602	Issue Dt:	02/16/1988	Application #:	06838467	Filing Dt:	04/15/1986
Title:	AUTOTRANSFORMER WITH COMMON WINDING HAVING OPPOSITELY WOUND SECTIONS

Patent #:	4775337	Issue Dt:	10/04/1988	Application #:	06936809	Filing Dt:	12/02/1986
Title:	CONDUCTIVE WIRE WITH INTEGRAL ELECTRICAL TERMINAL

Patent #:	4686427	Issue Dt:	08/11/1987	Application #:	06945223	Filing Dt:	12/19/1986
Title:	FLUORESCENT LAMP DIMMING SWITCH

Patent #:	4902938	Issue Dt:	02/20/1990	Application #:	07098580	Filing Dt:	09/18/1987
Title:	ELECTRONIC BALLAST WITH HIGH VOLTAGE PROTECTION

Patent #:	4812601	Issue Dt:	03/14/1989	Application #:	07111044	Filing Dt:	10/20/1987
Title:	ELECTRICAL TERMINAL

Patent #:	4766406	Issue Dt:	08/23/1988	Application #:	07122577	Filing Dt:	11/16/1987
Title:	FLUORESCENT BALLAST ASSEMBLY

Patent #:	4808959	Issue Dt:	02/28/1989	Application #:	07175951	Filing Dt:	03/31/1988
Title:	ELECTRICAL COIL WITH TAP TRANSFERRING TO END-LAYER POSITION

Patent #:	4853667	Issue Dt:	08/01/1989	Application #:	07187369	Filing Dt:	04/28/1988
Title:	WIRE BOBBIN FOR INDUCTIVE DEVICES

Patent #:	4924350	Issue Dt:	05/08/1990	Application #:	07194744	Filing Dt:	05/17/1988
Title:	RETENTION CLIP FOR A THERMAL PROTECTION SENSOR

Patent #:	4952899	Issue Dt:	08/28/1990	Application #:	07331517	Filing Dt:	03/31/1989
Title:	SHUNT HOLDING MEANS FOR BALLASTS

Patent #:	4937547	Issue Dt:	06/26/1990	Application #:	07449702	Filing Dt:	12/11/1989
Title:	SHUNT RETAINING CLIP IN A BALLAST

Patent #:	5132595	Issue Dt:	07/21/1992	Application #:	07541609	Filing Dt:	06/21/1990
Title:	FILAMENT SWITCH FOR A LAMP BALLAST

Patent #:	5204587	Issue Dt:	04/20/1993	Application #:	07657114	Filing Dt:	02/19/1991
Title:	FLUORESCENT LAMP POWER CONTROL

Patent #:	5260678	Issue Dt:	11/09/1993	Application #:	07680699	Filing Dt:	04/04/1991
Title:	FLUORESCENT-LAMP LEADLESS BALLAST WITH IMPROVED CONNECTOR

Patent #:	5350292	Issue Dt:	09/27/1994	Application #:	08006313	Filing Dt:	01/19/1993
Title:	ELECTRICAL HALF CONNECTOR WITH CONTACT-CENTERING VANES

Patent #:	5350316	Issue Dt:	09/27/1994	Application #:	08009645	Filing Dt:	05/14/1993
Title:	FLUORESCENT-LAMP LEADLESS BALLAST WITH IMPROVED CONNECTOR

Patent #:	5349508	Issue Dt:	09/20/1994	Application #:	08088557	Filing Dt:	07/07/1993
Title:	INTEGRAL HOUSING FOR BALLAST AND FLUORESCENT LAMPS

Patent #:	5463522	Issue Dt:	10/31/1995	Application #:	08098471	Filing Dt:	07/27/1993
Title:	HOUSING AND MOUNTING ARRANGEMENT FOR THERMAL PROTECTOR DEVICE

Patent #:	5405271	Issue Dt:	04/11/1995	Application #:	08128591	Filing Dt:	09/28/1993
Title:	APPARATUS AND METHOD FOR IMPROVING ASSEMBLY OF LEADLESS BALLASTS INTO FLUORESCENT LUMINAIRES

Patent #:	5440475	Issue Dt:	08/08/1995	Application #:	08148295	Filing Dt:	11/08/1993
Title:	ELECTRONIC BALLAST WITH LOW HARMONIC DISTORTION

Patent #:	5583402	Issue Dt:	12/10/1996	Application #:	08190746	Filing Dt:	01/31/1994
Title:	SYMMETRY CONTROL CIRCUIT AND METHOD

Patent #:	5614810	Issue Dt:	03/25/1997	Application #:	08194916	Filing Dt:	02/14/1994
Title:	POWER FACTOR CORRECTION CIRCUIT

Patent #:	5461287	Issue Dt:	10/24/1995	Application #:	08202053	Filing Dt:	02/25/1994
Title:	A BOOSTER DRIVEN INVERTER BALLAST EMPLOYING THE OUTPUT FROM THE INVERTER TO TRIGGER THE BOOSTER

Patent #:	5488268	Issue Dt:	01/30/1996	Application #:	08224811	Filing Dt:	04/08/1994
Title:	ELECTRICAL CONNECTOR WITH IMPROVED CENTERING OF MATING TERMINAL PINS FOR A FLUORESCENT-LIGHTING BALLAST

Patent #:	5510762	Issue Dt:	04/23/1996	Application #:	08226714	Filing Dt:	04/12/1994
Title:	SIMPLIFIED BALLAST TRANSFORMER ASSEMBLY

Patent #:	5500576	Issue Dt:	03/19/1996	Application #:	08227953	Filing Dt:	04/15/1994
Title:	LOW HEIGHT BALLAST FOR FLUORESCENT LAMPS

Patent #:	5497052	Issue Dt:	03/05/1996	Application #:	08257346	Filing Dt:	06/09/1994
Title:	ISOLATED CONSTANT WATTAGE LAMP BALLAST

Patent #:	5396155	Issue Dt:	03/07/1995	Application #:	08266746	Filing Dt:	06/28/1994
Title:	SELF-DIMMING ELECTRONIC BALLAST

Patent #:	5583398	Issue Dt:	12/10/1996	Application #:	08306499	Filing Dt:	09/15/1994
Title:	POWER FACTOR CORRECTING FLYBACK ARRANGEMENT HAVING A RESONANT CAPACITOR ELEMENT CONNECTED ACROSS THE SWITCHING ELEMENT

Patent #:	5539281	Issue Dt:	07/23/1996	Application #:	08376774	Filing Dt:	01/23/1995
Title:	EXTERNALLY DIMMABLE ELECTRONIC BALLAST

Patent #:	5568041	Issue Dt:	10/22/1996	Application #:	08385906	Filing Dt:	02/09/1995
Title:	LOW-COST POWER FACTOR CORRECTION CIRCUIT AND METHOD FOR ELECTRONIC BALLASTS

Patent #:	5731667	Issue Dt:	03/24/1998	Application #:	08395499	Filing Dt:	02/24/1995
Title:	HYBRID SEQUENCE START BALLAST FOR AN INSTANT START DISCHARGE LAMP

Patent #:	5625939	Issue Dt:	05/06/1997	Application #:	08397574	Filing Dt:	03/02/1995
Title:	METHOD FOR ASSEMBLING AN INDUCTIVE DEVICE

Patent #:	5493180	Issue Dt:	02/20/1996	Application #:	08416022	Filing Dt:	03/31/1995
Title:	LAMP PROTECTIVE, ELECTRONIC BALLAST

Patent #:	5493181	Issue Dt:	02/20/1996	Application #:	08436789	Filing Dt:	05/08/1995
Title:	CAPACITIVE LAMP OUT DETECTOR

Patent #:	5751118	Issue Dt:	05/12/1998	Application #:	08499771	Filing Dt:	07/07/1995
Title:	UNIVERSAL INPUT DIMMER INTERFACE

Patent #:	5817975	Issue Dt:	10/06/1998	Application #:	08531585	Filing Dt:	09/21/1995
Title:	HOUSING WITH INTEGRAL MOUNTING BRACKET

Patent #:	5642019	Issue Dt:	06/24/1997	Application #:	08539826	Filing Dt:	10/06/1995
Title:	SAFETY PROTECTOR FOR NON-ISOLATED BALLASTS

Patent #:	5735703	Issue Dt:	04/07/1998	Application #:	08576222	Filing Dt:	12/21/1995
Title:	RECESSED BUSHING STYLE LUMINOUS TUBE TRANSFORMER FEATURING VERSATILE MOUNTING CONFIGURATION

Patent #:	5831395	Issue Dt:	11/03/1998	Application #:	08585399	Filing Dt:	01/11/1996
Title:	THREE-WAY FLUORESCENT ADAPTER

Patent #:	5731666	Issue Dt:	03/24/1998	Application #:	08613217	Filing Dt:	03/08/1996
Title:	INTEGRATED-MAGNETIC FILTER HAVING A LOSSY SHUNT

Patent #:	5838181	Issue Dt:	11/17/1998	Application #:	08642562	Filing Dt:	05/03/1996
Title:	PULSE-WIDTH MODULATOR CIRCUIT FOR USE IN LOW-COST POWER FACTOR CORRECTION CIRCUIT

Patent #:	5650925	Issue Dt:	07/22/1997	Application #:	08642786	Filing Dt:	05/03/1996
Title:	DIODE CLAMPING ARRANGEMENT FOR USE IN ELECTRONIC BALLASTS

Patent #:	5635799	Issue Dt:	06/03/1997	Application #:	08644209	Filing Dt:	05/10/1996
Title:	LAMP PROTECTION CIRCUIT FOR ELECTRONIC BALLASTS

Patent #:	6274987	Issue Dt:	08/14/2001	Application #:	08646470	Filing Dt:	05/08/1996
Title:	POWER SENSING LAMP PROTECTION CIRCUIT FOR BALLASTS DRIVING GAS DISCHARGE LAMPS

Patent #:	5751523	Issue Dt:	05/12/1998	Application #:	08715873	Filing Dt:	09/19/1996
Title:	SECONDARY GROUND FAULT PROTECTED LUMINOUS TUBE TRANSFORMER FOR MID-POINT CONNECTED LUMINOUS TUBES

Patent #:	5877592	Issue Dt:	03/02/1999	Application #:	08742355	Filing Dt:	11/01/1996
Title:	PROGRAMMED-START PARALLEL-RESONANT ELECTRONIC BALLAST

Patent #:	5818181	Issue Dt:	10/06/1998	Application #:	08752646	Filing Dt:	11/19/1996
Title:	NEON LAMP ISOLATION TRANSFORMER FOR MID-POINT COMMONED NEON LAMPS

Patent #:	5982113	Issue Dt:	11/09/1999	Application #:	08879181	Filing Dt:	06/20/1997
Title:	ELECTRONIC BALLAST PRODUCING VOLTAGE HAVING TRAPEZOIDAL ENVELOPW FOR INSTANT START LAMPS

Patent #:	6091199	Issue Dt:	07/18/2000	Application #:	08903311	Filing Dt:	07/30/1997
Title:	HEAT SPREADER FOR ELECTRONIC BALLAST

Patent #:	5959408	Issue Dt:	09/28/1999	Application #:	08908393	Filing Dt:	08/07/1997
Title:	SYMMETRY CONTROL CIRCUIT FOR PRE-HEATING IN ELECTRONIC BALLASTS

Patent #:	5788527	Issue Dt:	08/04/1998	Application #:	08960711	Filing Dt:	10/30/1997
Title:	ELECTRICAL CONNECTOR WITH IMPROVED SAFETY LATCHING FOR A FLUORESCENT-LIGHTING BALLAST

Patent #:	5925990	Issue Dt:	07/20/1999	Application #:	08995278	Filing Dt:	12/19/1997
Title:	MICROPROCESSOR CONTROLLED ELECTRONIC BALLAST

Patent #:	6051940	Issue Dt:	04/18/2000	Application #:	09070885	Filing Dt:	04/30/1998
Title:	SAFETY CONTROL CIRCUIT FOR DETECTING THE REMOVAL OF LAMPS FROM A BALLAST AND REDUCING THE THROUGH-LAMP LEAKAGE CURRENTS

Patent #:	5973455	Issue Dt:	10/26/1999	Application #:	09079844	Filing Dt:	05/15/1998
Title:	ELECTRONIC BALLAST WITH FILAMENT CUT-OUT

Patent #:	5936357	Issue Dt:	08/10/1999	Application #:	09122231	Filing Dt:	07/24/1998
Title:	ELECTRONIC BALLAST THAT MANAGES SWITCHING FREQUENCIES FOR EXTRINSIC PURPOSES

Patent #:	6031340	Issue Dt:	02/29/2000	Application #:	09127200	Filing Dt:	07/31/1998
Title:	DEVICE AND METHOD FOR CAPACITIVE BI-LEVEL SWITCHING OF HIGH INTENSITY DISCHARGE LIGHTING

Patent #:	6074263	Issue Dt:	06/13/2000	Application #:	09168722	Filing Dt:	10/08/1998
Title:	METHODS OF MANUFACTURING BALLASTS AND STARTER ASSEMBLIES USED IN GAS DISCHARGE LAMPS

Patent #:	6023132	Issue Dt:	02/08/2000	Application #:	09170144	Filing Dt:	10/12/1998
Title:	ELECTRONIC BALLAST DERIVING AUXILUARY POWER FROM LAMP OUTPUT

Patent #:	6204602	Issue Dt:	03/20/2001	Application #:	09312973	Filing Dt:	05/17/1999
Title:	COMPACT FLUORESCENT LAMP AND BALLAST ASSEMBLY WITH AN AIR GAP FOR THERMAL ISOLATION

Patent #:	6137239	Issue Dt:	10/24/2000	Application #:	09372201	Filing Dt:	08/11/1999
Title:	ELLECTRONIC BALLAST WITH SELECTIVE LOAD CONTROL

Patent #:	6111365	Issue Dt:	08/29/2000	Application #:	09394865	Filing Dt:	09/13/1999
Title:	FAST STARTING, SURGE LIMITED, ELECTRONIC BALLAST

Patent #:	6333605	Issue Dt:	12/25/2001	Application #:	09431822	Filing Dt:	11/02/1999
Title:	LIGHT MODULATING ELECTRONIC BALLAST

Patent #:	6177769	Issue Dt:	01/23/2001	Application #:	09447333	Filing Dt:	11/22/1999
Title:	ELECTRIC BALLAST WITH SELECTIVE POWER DISSIPATION

Patent #:	6204613	Issue Dt:	03/20/2001	Application #:	09507425	Filing Dt:	02/18/2000
Title:	Protected dimming control interface for an electronic ballast

Patent #:	6281641	Issue Dt:	08/28/2001	Application #:	09562158	Filing Dt:	05/01/2000
Title:	Electronic ballast for one or more lamps

Patent #:	6291944	Issue Dt:	09/18/2001	Application #:	09566252	Filing Dt:	05/05/2000
Title:	System and method for limiting through-lamp ground fault currents in non-isolated electronic ballasts

Patent #:	6225757	Issue Dt:	05/01/2001	Application #:	09574902	Filing Dt:	05/19/2000
Title:	Combination MH/HPS ballast

Patent #:	6437520	Issue Dt:	08/20/2002	Application #:	09613919	Filing Dt:	07/11/2000
Title:	ELECTRONIC BALLAST WITH CROSS-COUPLED OUTPUTS

Patent #:	6437250	Issue Dt:	08/20/2002	Application #:	09832805	Filing Dt:	04/12/2001
Publication #:	US20010030056	Pub Dt:	10/18/2001
Title:	CABLE REEL STRUCTURE

Patent #:	6720741	Issue Dt:	04/13/2004	Application #:	10066059	Filing Dt:	02/01/2002
Publication #:	US20030146716	Pub Dt:	08/07/2003
Title:	ELECTRONIC BALLAST HAVING OPEN CIRCUIT IN OUTPUT

Patent #:	6813125	Issue Dt:	11/02/2004	Application #:	10187304	Filing Dt:	07/01/2002
Title:	SECONDARY GROUND FAULT PROTECTED LUMINOUS TUBE TRANSFORMER

Patent #:	7019662	Issue Dt:	03/28/2006	Application #:	10629389	Filing Dt:	07/29/2003
Publication #:	US20050023536	Pub Dt:	02/03/2005
Title:	LED DRIVE FOR GENERATING CONSTANT LIGHT OUTPUT

Patent #:	7247998	Issue Dt:	07/24/2007	Application #:	10631672	Filing Dt:	07/31/2003
Publication #:	US20040257005	Pub Dt:	12/23/2004
Title:	TRANSIENT DETECTION OF END OF LAMP LIFE CONDITION APPARATUS AND METHOD

Patent #:	7015652	Issue Dt:	03/21/2006	Application #:	10688507	Filing Dt:	10/17/2003
Publication #:	US20050093477	Pub Dt:	05/05/2005
Title:	ELECTRONIC BALLAST HAVING END OF LAMP LIFE, OVERHEATING, AND SHUT DOWN PROTECTIONS, AND REIGNITION AND MULTIPLE STRIKING CAPABILITIES

Patent #:	7443113	Issue Dt:	10/28/2008	Application #:	10726018	Filing Dt:	12/02/2003
Publication #:	US20060175983	Pub Dt:	08/10/2006
Title:	SOFTWARE CONTROLLED ELECTRONIC DIMMING BALLAST

Assignor

UNIVERSAL LIGHTING TECHNOLOGIES, INC.

Exec Dt:

10/21/2004

Assignee

BACK BAY CAPITAL FUNDING LLC

40 BROAD STREET

BOSTON, MASSACHUSETTS 02109

Correspondence name and address
	BINGHAM MCCUTCHEN LLP
	STACEY FARRELL
	150 FEDERAL STREET
	BOSTON, MASSACHUSETTS 02110

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