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Reel/Frame:020599/0436   Pages: 12
Recorded: 03/05/2008
Attorney Dkt #:CSC # 463988
Conveyance: SECURITY AGREEMENT
Total properties: 66
1
Patent #:
6195647
Issue Dt:
02/27/2001
Application #:
08722847
Filing Dt:
09/26/1996
Title:
ON-LINE TRANSACTION PROCESSING SYSTEM FOR SECURITY TRADING
2
Patent #:
7082398
Issue Dt:
07/25/2006
Application #:
08736143
Filing Dt:
10/28/1996
Title:
MEDIA WALL FOR DISPLAYING FINANCIAL INFORMATION
3
Patent #:
5809483
Issue Dt:
09/15/1998
Application #:
08970435
Filing Dt:
11/14/1997
Title:
ONLINE TRANSACTION PROCESSING SYSTEM FOR BOND TRADING
4
Patent #:
6061663
Issue Dt:
05/09/2000
Application #:
09063535
Filing Dt:
04/21/1998
Title:
INDEX REBALANCING
5
Patent #:
6360246
Issue Dt:
03/19/2002
Application #:
09191655
Filing Dt:
11/13/1998
Title:
REPORT GENERATION ARCHITECTURE FOR REMOTELY GENERATED DATA
6
Patent #:
7599875
Issue Dt:
10/06/2009
Application #:
09208942
Filing Dt:
12/10/1998
Title:
DUAL QUOTE MARKET SYSTEM
7
Patent #:
7082410
Issue Dt:
07/25/2006
Application #:
09346719
Filing Dt:
07/02/1999
Title:
LINE HANDLER
8
Patent #:
7454372
Issue Dt:
11/18/2008
Application #:
09347497
Filing Dt:
07/02/1999
Title:
MARKET EVENT ALERTS AND USER ACCESS TO MONITORING DATA
9
Patent #:
7181424
Issue Dt:
02/20/2007
Application #:
09401872
Filing Dt:
09/23/1999
Title:
MONTAGE FOR AUTOMATED MARKET SYSTEM
10
Patent #:
8407116
Issue Dt:
03/26/2013
Application #:
09401873
Filing Dt:
09/23/1999
Title:
QUOTE/ORDER PROCESSING IN ELECTRONIC MARKET SYSTEM
11
Patent #:
8311926
Issue Dt:
11/13/2012
Application #:
09401875
Filing Dt:
09/23/1999
Title:
MONTAGE FOR AUTOMATED MARKET SYSTEM
12
Patent #:
7209896
Issue Dt:
04/24/2007
Application #:
09401892
Filing Dt:
09/23/1999
Title:
LOCKED/CROSSED QUOTE HANDLING
13
Patent #:
8239303
Issue Dt:
08/07/2012
Application #:
09404518
Filing Dt:
09/23/1999
Publication #:
US20020161687
Pub Dt:
10/31/2002
Title:
MATCH-OFF OF ORDER FLOW IN ELECTRONIC MARKET SYSTEM
14
Patent #:
7246092
Issue Dt:
07/17/2007
Application #:
09569524
Filing Dt:
05/12/2000
Title:
MONTAGE FOR AN ELECTRONIC MARKET
15
Patent #:
7249086
Issue Dt:
07/24/2007
Application #:
09758967
Filing Dt:
01/11/2001
Publication #:
US20020091616
Pub Dt:
07/11/2002
Title:
ARBITRAGE OF TRACKING SECURITIES
16
Patent #:
7359877
Issue Dt:
04/15/2008
Application #:
09812225
Filing Dt:
03/19/2001
Publication #:
US20020133454
Pub Dt:
09/19/2002
Title:
ODD LOT PROCESSING IN CENTRALIZED AUTOMATED MARKET SYSTEM
17
Patent #:
7660759
Issue Dt:
02/09/2010
Application #:
09841661
Filing Dt:
04/24/2001
Publication #:
US20020156717
Pub Dt:
10/24/2002
Title:
EXTENDED HOURS TRADE FILTERING
18
Patent #:
8301539
Issue Dt:
10/30/2012
Application #:
09903388
Filing Dt:
07/09/2001
Publication #:
US20030009412
Pub Dt:
01/09/2003
Title:
ORDER PROCESSING FOR AUTOMATED MARKET SYSTEM
19
Patent #:
NONE
Issue Dt:
Application #:
09903389
Filing Dt:
07/09/2001
Publication #:
US20030009413
Pub Dt:
01/09/2003
Title:
Automated market system preferenced orders
20
Patent #:
8296216
Issue Dt:
10/23/2012
Application #:
09903390
Filing Dt:
07/09/2001
Publication #:
US20030009414
Pub Dt:
01/09/2003
Title:
DIRECTED ORDER PROCESSING FOR AUTOMATED MARKET SYSTEM
21
Patent #:
7742969
Issue Dt:
06/22/2010
Application #:
09941491
Filing Dt:
08/29/2001
Publication #:
US20030046215
Pub Dt:
03/06/2003
Title:
MARKET INDICATOR PROCESS AND METHOD
22
Patent #:
7813992
Issue Dt:
10/12/2010
Application #:
10001900
Filing Dt:
11/14/2001
Publication #:
US20030093349
Pub Dt:
05/15/2003
Title:
BALANCING ARBITRAGABLE TRACKING SECURITIES
23
Patent #:
7587346
Issue Dt:
09/08/2009
Application #:
10040912
Filing Dt:
01/07/2002
Publication #:
US20030130925
Pub Dt:
07/10/2003
Title:
AUTOMATED MARKET SYSTEM WITH SELECTABLE MATCH-OFF OF ORDER FLOW
24
Patent #:
7406447
Issue Dt:
07/29/2008
Application #:
10046652
Filing Dt:
01/14/2002
Publication #:
US20030135443
Pub Dt:
07/17/2003
Title:
OPENING PRICE PROCESS FOR TRADING SYSTEM
25
Patent #:
7809627
Issue Dt:
10/05/2010
Application #:
10077182
Filing Dt:
02/15/2002
Publication #:
US20030093350
Pub Dt:
05/15/2003
Title:
BALANCING ARBITRAGABLE TRACKING SECURITIES
26
Patent #:
7882010
Issue Dt:
02/01/2011
Application #:
10164753
Filing Dt:
06/07/2002
Publication #:
US20030229563
Pub Dt:
12/11/2003
Title:
OPENING PRICE PROCESS FOR TRADING SYSTEM
27
Patent #:
8396781
Issue Dt:
03/12/2013
Application #:
10206127
Filing Dt:
07/25/2002
Publication #:
US20030225645
Pub Dt:
12/04/2003
Title:
INTEREST DISSEMINATION PROCESS AND METHOD
28
Patent #:
7523062
Issue Dt:
04/21/2009
Application #:
10206129
Filing Dt:
07/25/2002
Publication #:
US20030229566
Pub Dt:
12/11/2003
Title:
SECURITIES PROCESSOR AND A METHOD OF PROCESSING ATTRIBUTABLE INTEREST MESSAGES
29
Patent #:
7921051
Issue Dt:
04/05/2011
Application #:
10206148
Filing Dt:
07/25/2002
Publication #:
US20030229567
Pub Dt:
12/11/2003
Title:
SECURITY-BASED ORDER PROCESSING TECHNIQUE
30
Patent #:
7974907
Issue Dt:
07/05/2011
Application #:
10206149
Filing Dt:
07/25/2002
Publication #:
US20030225671
Pub Dt:
12/04/2003
Title:
CONFIGURABLE SECURITY PROCESSOR IDENTIFIER TABLE
31
Patent #:
9311673
Issue Dt:
04/12/2016
Application #:
10206150
Filing Dt:
07/25/2002
Publication #:
US20030225672
Pub Dt:
12/04/2003
Title:
Security transaction matching
32
Patent #:
8244622
Issue Dt:
08/14/2012
Application #:
10206151
Filing Dt:
07/25/2002
Publication #:
US20030225673
Pub Dt:
12/04/2003
Title:
ORDER MATCHING PROCESS AND METHOD
33
Patent #:
7895112
Issue Dt:
02/22/2011
Application #:
10206316
Filing Dt:
07/25/2002
Publication #:
US20030229557
Pub Dt:
12/11/2003
Title:
ORDER BOOK PROCESS AND METHOD
34
Patent #:
7890411
Issue Dt:
02/15/2011
Application #:
10206397
Filing Dt:
07/25/2002
Publication #:
US20040024681
Pub Dt:
02/05/2004
Title:
TRADING ACTUAL SHARES OF A SECURITY IN A ROUND-LOT-BASED SYSTEM
35
Patent #:
NONE
Issue Dt:
Application #:
10206789
Filing Dt:
07/25/2002
Publication #:
US20030225674
Pub Dt:
12/04/2003
Title:
Order chronicle process and method
36
Patent #:
8386362
Issue Dt:
02/26/2013
Application #:
10206810
Filing Dt:
07/25/2002
Publication #:
US20030225646
Pub Dt:
12/04/2003
Title:
INFORMATION DISTRIBUTION PROCESS AND METHOD
37
Patent #:
7933827
Issue Dt:
04/26/2011
Application #:
10206892
Filing Dt:
07/25/2002
Publication #:
US20030229568
Pub Dt:
12/11/2003
Title:
MULTI-PARALLEL ARCHITECTURE AND A METHOD OF USING THE SAME
38
Patent #:
8090640
Issue Dt:
01/03/2012
Application #:
10206894
Filing Dt:
07/25/2002
Publication #:
US20030229569
Pub Dt:
12/11/2003
Title:
ORDER DELIVERY IN A SECURITIES MARKET
39
Patent #:
7310620
Issue Dt:
12/18/2007
Application #:
10206895
Filing Dt:
07/25/2002
Publication #:
US20040024713
Pub Dt:
02/05/2004
Title:
MONITORING MARKET PARTICIPANT RESPONSES
40
Patent #:
NONE
Issue Dt:
Application #:
10206898
Filing Dt:
07/25/2002
Publication #:
US20030225655
Pub Dt:
12/04/2003
Title:
Market participant interest dissemination process and method
41
Patent #:
NONE
Issue Dt:
Application #:
10219444
Filing Dt:
08/15/2002
Publication #:
US20030225857
Pub Dt:
12/04/2003
Title:
Dissemination bus interface
42
Patent #:
8200556
Issue Dt:
06/12/2012
Application #:
10219453
Filing Dt:
08/15/2002
Publication #:
US20030097322
Pub Dt:
05/22/2003
Title:
ISSUER SUPPORT SERVICES
43
Patent #:
8195542
Issue Dt:
06/05/2012
Application #:
10219941
Filing Dt:
08/15/2002
Publication #:
US20030115120
Pub Dt:
06/19/2003
Title:
WEB-BASED ISSUER SUPPORT SERVICES
44
Patent #:
7406444
Issue Dt:
07/29/2008
Application #:
10267018
Filing Dt:
10/08/2002
Publication #:
US20030126065
Pub Dt:
07/03/2003
Title:
ORDER PRICE THRESHOLD FOR AUTOMATED MARKET SYSTEM
45
Patent #:
7222096
Issue Dt:
05/22/2007
Application #:
10272327
Filing Dt:
10/15/2002
Publication #:
US20030097327
Pub Dt:
05/22/2003
Title:
LINE HANDLER
46
Patent #:
7801795
Issue Dt:
09/21/2010
Application #:
10274287
Filing Dt:
10/18/2002
Publication #:
US20030126066
Pub Dt:
07/03/2003
Title:
ELECTRONIC COMMUNICATION NETWORK RANKING FOR AUTOMATED MARKET SYSTEM
47
Patent #:
NONE
Issue Dt:
Application #:
10294457
Filing Dt:
11/14/2002
Publication #:
US20030154157
Pub Dt:
08/14/2003
Title:
Order generation via summary scan
48
Patent #:
NONE
Issue Dt:
Application #:
10294459
Filing Dt:
11/14/2002
Publication #:
US20030154158
Pub Dt:
08/14/2003
Title:
Multi-mechanism order processing
49
Patent #:
7797221
Issue Dt:
09/14/2010
Application #:
10294998
Filing Dt:
11/14/2002
Publication #:
US20030172023
Pub Dt:
09/11/2003
Title:
PROPRIETARY QUOTE DATA
50
Patent #:
7801796
Issue Dt:
09/21/2010
Application #:
10301804
Filing Dt:
11/21/2002
Publication #:
US20030229574
Pub Dt:
12/11/2003
Title:
MESSAGE PRIORITIZATION PROCESS AND METHOD
51
Patent #:
7747506
Issue Dt:
06/29/2010
Application #:
10301806
Filing Dt:
11/21/2002
Publication #:
US20030229575
Pub Dt:
12/11/2003
Title:
RECIPIENT STATUS INDICATOR SYSTEM AND METHOD
52
Patent #:
7962399
Issue Dt:
06/14/2011
Application #:
10302769
Filing Dt:
11/21/2002
Publication #:
US20040019551
Pub Dt:
01/29/2004
Title:
REFRESHING DISPLAYED QUOTES FOR AUTOMATED MARKET SYSTEM
53
Patent #:
7698193
Issue Dt:
04/13/2010
Application #:
10437416
Filing Dt:
05/12/2003
Publication #:
US20040230513
Pub Dt:
11/18/2004
Title:
CLOSING PRICE DETERMINATION FOR AN AUTOMATED MARKET SYSTEM
54
Patent #:
7647264
Issue Dt:
01/12/2010
Application #:
10835510
Filing Dt:
04/28/2004
Publication #:
US20050283421
Pub Dt:
12/22/2005
Title:
CLOSING IN AN ELECTRONIC MARKET
55
Patent #:
8015098
Issue Dt:
09/06/2011
Application #:
10941398
Filing Dt:
09/15/2004
Publication #:
US20060059078
Pub Dt:
03/16/2006
Title:
SELL-SIDE BENCHMARKING OF SECURITY TRADING
56
Patent #:
7925570
Issue Dt:
04/12/2011
Application #:
11077503
Filing Dt:
03/09/2005
Publication #:
US20060206404
Pub Dt:
09/14/2006
Title:
OPENING CROSS IN ELECTRONIC MARKET
57
Patent #:
7778842
Issue Dt:
08/17/2010
Application #:
11300774
Filing Dt:
12/15/2005
Publication #:
US20060095360
Pub Dt:
05/04/2006
Title:
MEDIA WALL FOR DISPLAYING FINANCIAL INFORMATION
58
Patent #:
7792737
Issue Dt:
09/07/2010
Application #:
11553521
Filing Dt:
10/27/2006
Publication #:
US20070250454
Pub Dt:
10/25/2007
Title:
INDEX PARTICIPATION NOTES SECURITIZED BY FUTURES CONTRACTS
59
Patent #:
7747514
Issue Dt:
06/29/2010
Application #:
11553527
Filing Dt:
10/27/2006
Publication #:
US20070250434
Pub Dt:
10/25/2007
Title:
INDEX PARTICIPATION NOTES SECURITIZED BY OPTIONS CONTRACTS
60
Patent #:
7848996
Issue Dt:
12/07/2010
Application #:
11553548
Filing Dt:
10/27/2006
Publication #:
US20070250435
Pub Dt:
10/25/2007
Title:
DERIVATIVE SECURITIZED INDEX PARTICIPATION NOTES
61
Patent #:
7827094
Issue Dt:
11/02/2010
Application #:
11553549
Filing Dt:
10/27/2006
Publication #:
US20080065560
Pub Dt:
03/13/2008
Title:
TRADING OF DERIVATIVE SECURED INDEX PARTICIPATION NOTES
62
Patent #:
8046291
Issue Dt:
10/25/2011
Application #:
11553550
Filing Dt:
10/27/2006
Publication #:
US20080040291
Pub Dt:
02/14/2008
Title:
REDEMPTION OF DERIVATIVE SECURED INDEX PARTICIPATION NOTES
63
Patent #:
7769674
Issue Dt:
08/03/2010
Application #:
11553557
Filing Dt:
10/27/2006
Publication #:
US20080059357
Pub Dt:
03/06/2008
Title:
UPSIDE PARTICIPATION / DOWNSIDE PROTECTION INDEX PARTICIPATION NOTES
64
Patent #:
7778917
Issue Dt:
08/17/2010
Application #:
11553584
Filing Dt:
10/27/2006
Publication #:
US20080082438
Pub Dt:
04/03/2008
Title:
MAGNIFIED BULL AND/OR BEAR INDEX PARTICIPATION NOTES
65
Patent #:
7870056
Issue Dt:
01/11/2011
Application #:
11625127
Filing Dt:
01/19/2007
Publication #:
US20070136182
Pub Dt:
06/14/2007
Title:
MONTAGE FOR AUTOMATED MARKET SYSTEM
66
Patent #:
7680725
Issue Dt:
03/16/2010
Application #:
11780588
Filing Dt:
07/20/2007
Publication #:
US20080120252
Pub Dt:
05/22/2008
Title:
ARBITRAGE OF TRACKING SECURITIES
Assignor
1
THE NASDAQ STOCK MARKET, INC.
Exec Dt:
02/27/2008
Assignee
1
BANK OF AMERICA, N.A., AS COLLATERAL AGENT
335 MADISON AVE.
NEW YORK, NEW YORK 10017
Correspondence name and address
CORPORATION SERVICE COMPANY
1133 AVENUE OF THE AMERICAS
SUITE 3100
NEW YORK, NY 10036

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