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Patent Assignment Details
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Reel/Frame:019102/0571   Pages: 9
Recorded: 04/03/2007
Attorney Dkt #:S4137-0087
Conveyance: SECURITY AGREEMENT
Total properties: 11
1
Patent #:
Issue Dt:
09/26/2000
Application #:
08982941
Filing Dt:
12/02/1997
Title:
PRICING MODULE FOR FINANCIAL ADVISORY SYSTEM
2
Patent #:
Issue Dt:
02/01/2000
Application #:
08982942
Filing Dt:
12/02/1997
Title:
FINANCIAL ADVISORY SYSTEM
3
Patent #:
Issue Dt:
06/29/1999
Application #:
08988226
Filing Dt:
12/10/1997
Title:
USER INTERFACE FOR A FINANCIAL ADVISORY SYSTEM
4
Patent #:
Issue Dt:
09/18/2001
Application #:
09151715
Filing Dt:
09/11/1998
Title:
ENHANCING UTILITY AND DIVERSIFYING MODEL RISK IN A PORTFOLIO OPTIMIZATON FRAMEWORK
5
Patent #:
Issue Dt:
01/04/2000
Application #:
09318047
Filing Dt:
05/25/1999
Title:
USER INTERFACE FOR A FINANCIAL ADVISORY SYSTEM
6
Patent #:
Issue Dt:
03/21/2006
Application #:
09495982
Filing Dt:
02/01/2000
Title:
IDENTIFYING A RECOMMENDED PORTFOLIO OF FINANCIAL PRODUCTS FOR AN INVESTOR BASED UPON FINANCIAL PRODUCTS THAT ARE AVAILABLE TO THE INVESTOR
7
Patent #:
Issue Dt:
07/24/2007
Application #:
09792258
Filing Dt:
02/23/2001
Publication #:
Pub Dt:
01/03/2002
Title:
LOAD AWARE OPTIMIZATION
8
Patent #:
Issue Dt:
06/13/2006
Application #:
09904707
Filing Dt:
07/12/2001
Publication #:
Pub Dt:
09/26/2002
Title:
USER INTERFACE FOR A FINANCIAL ADVISORY SYSTEM THAT ALLOWS AN END USER TO INTERACTIVELY EXPLORE TRADEOFFS AMONG INPUT DECISIONS
9
Patent #:
Issue Dt:
01/22/2008
Application #:
09955394
Filing Dt:
09/17/2001
Publication #:
Pub Dt:
04/24/2003
Title:
ENHANCING UTILITY AND DIVERSIFYING MODEL RISK IN A PORTFOLIO OPTIMIZATION FRAMEWORK
10
Patent #:
Issue Dt:
06/12/2012
Application #:
10404818
Filing Dt:
03/31/2003
Title:
TAX-AWARE ASSET ALLOCATION
11
Patent #:
Issue Dt:
08/31/2010
Application #:
11219513
Filing Dt:
09/02/2005
Publication #:
Pub Dt:
01/12/2006
Title:
FINANCIAL ADVISORY SYSTEM
Assignor
1
Exec Dt:
02/01/2007
Assignee
1
3003 TASMAN DRIVE
SANTA CLARA, CALIFORNIA 95054
Correspondence name and address
JODY HAWKE
1000 WILSHIRE BOULEVARD, SUITE 1500
LOS ANGELES, CA 90017-2457

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