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Reel/Frame:	047733/0685			Pages:	33
		Recorded:	12/06/2018
Attorney Dkt #:	1023109 PAT
Conveyance:	FIRST AMENDMENT TO SECURED OPTION AGREEMENT

Total properties: 33

1

Patent #:	8999558	Issue Dt:	04/07/2015	Application #:	12013388	Filing Dt:	01/11/2008
Publication #:	US20110111283	Pub Dt:	05/12/2011
Title:	THREE-DIMENSIONAL BATTERIES AND METHODS OF MANUFACTURING THE SAME

2

Patent #:	8865345	Issue Dt:	10/21/2014	Application #:	12013394	Filing Dt:	01/11/2008
Title:	ELECTRODES FOR THREE-DIMENSIONAL LITHIUM BATTERIES AND METHODS OF MANUFACTURING THEREOF

3

Patent #:	9166230	Issue Dt:	10/20/2015	Application #:	12013397	Filing Dt:	01/11/2008
Title:	THREE-DIMENSIONAL BATTERY HAVING CURRENT-REDUCING DEVICES CORRESPONDING TO ELECTRODES

4

Patent #:	8663730	Issue Dt:	03/04/2014	Application #:	12013398	Filing Dt:	01/11/2008
Title:	METHOD TO FABRICATE A THREE DIMENSIONAL BATTERY WITH A POROUS DIELECTRIC SEPARATOR

5

Patent #:	8133613	Issue Dt:	03/13/2012	Application #:	12105090	Filing Dt:	04/17/2008
Publication #:	US20090263717	Pub Dt:	10/22/2009
Title:	NONAQUEOUS ELECTROLYTE SECONDARY BATTERY ANODE MATERIAL WITH A UNIFORM METAL-SEMICONDUCTOR ALLOY LAYER

6

Patent #:	8119269	Issue Dt:	02/21/2012	Application #:	12119369	Filing Dt:	05/12/2008
Publication #:	US20090208834	Pub Dt:	08/20/2009
Title:	SECONDARY BATTERY WITH AUXILIARY ELECTRODE

7

Patent #:	8216712	Issue Dt:	07/10/2012	Application #:	12339400	Filing Dt:	12/19/2008
Title:	ANODIZED METALLIC BATTERY SEPARATOR HAVING THROUGH-PORES

8

Patent #:	8367244	Issue Dt:	02/05/2013	Application #:	12426069	Filing Dt:	04/17/2009
Publication #:	US20090263716	Pub Dt:	10/22/2009
Title:	ANODE MATERIAL HAVING A UNIFORM METAL-SEMICONDUCTOR ALLOY LAYER

9

Patent #:	8192788	Issue Dt:	06/05/2012	Application #:	12426084	Filing Dt:	04/17/2009
Title:	SINGLE STEP CURRENT COLLECTOR DEPOSITION PROCESS FOR ENERGY STORAGE DEVICES

10

Patent #:	8475957	Issue Dt:	07/02/2013	Application #:	12426118	Filing Dt:	04/17/2009
Publication #:	US20120115026	Pub Dt:	05/10/2012
Title:	NEGATIVE ELECTRODE STRUCTURE FOR NON-AQUEOUS LITHIUM SECONDARY BATTERY

11

Patent #:	8691450	Issue Dt:	04/08/2014	Application #:	12536154	Filing Dt:	08/05/2009
Title:	THREE-DIMENSIONAL BATTERIES AND METHODS OF MANUFACTURING THE SAME

12

Patent #:	9843027	Issue Dt:	12/12/2017	Application #:	12903082	Filing Dt:	10/12/2010
Title:	Battery cell having package anode plate in contact with a plurality of dies

13

Patent #:	8841030	Issue Dt:	09/23/2014	Application #:	13357320	Filing Dt:	01/24/2012
Publication #:	US20130189602	Pub Dt:	07/25/2013
Title:	MICROSTRUCTURED ELECTRODE STRUCTURES

14

Patent #:	8524395	Issue Dt:	09/03/2013	Application #:	13396958	Filing Dt:	02/15/2012
Publication #:	US20120177993	Pub Dt:	07/12/2012
Title:	NONAQUEOUS ELECTROLYTE SECONDARY BATTERY ANODE MATERIAL WITH A UNIFORM METAL-SEMICONDUCTOR ALLOY LAYER

15

Patent #:	8900331	Issue Dt:	12/02/2014	Application #:	13490136	Filing Dt:	06/06/2012
Publication #:	US20130019468	Pub Dt:	01/24/2013
Title:	PROCESS FOR MANUFACTURING A BATTERY INCORPORATING AN ANODIZED METALLIC BATTERY SEPARATOR HAVING THROUGH-PORES

16

Patent #:	9356271	Issue Dt:	05/31/2016	Application #:	13510070	Filing Dt:	05/16/2012
Publication #:	US20140335395	Pub Dt:	11/13/2014
Title:	IONICALLY PERMEABLE STRUCTURES FOR ENERGY STORAGE DEVICES

17

Patent #:	9105905	Issue Dt:	08/11/2015	Application #:	13755173	Filing Dt:	01/31/2013
Publication #:	US20130143120	Pub Dt:	06/06/2013
Title:	ANODE MATERIAL HAVING A UNIFORM METAL-SEMICONDUCTOR ALLOY LAYER

18

Patent #:	9660292	Issue Dt:	05/23/2017	Application #:	13957088	Filing Dt:	08/01/2013
Publication #:	US20140050969	Pub Dt:	02/20/2014
Title:	ELECTRODE STRUCTURES FOR THREE-DIMENSIONAL BATTERIES

19

Patent #:	10014517	Issue Dt:	07/03/2018	Application #:	14186503	Filing Dt:	02/21/2014
Publication #:	US20140170466	Pub Dt:	06/19/2014
Title:	THREE DIMENSIONAL BATTERIES AND METHODS OF MANUFACTURING THE SAME

20

Patent #:	9991490	Issue Dt:	06/05/2018	Application #:	14207808	Filing Dt:	03/13/2014
Publication #:	US20140272547	Pub Dt:	09/18/2014
Title:	SEPARATORS FOR THREE-DIMENSIONAL BATTERIES

21

Patent #:	9362553	Issue Dt:	06/07/2016	Application #:	14334901	Filing Dt:	07/18/2014
Publication #:	US20140329132	Pub Dt:	11/06/2014
Title:	MICROSTRUCTURED ELECTRODE STRUCTURES

22

Patent #:	9761901	Issue Dt:	09/12/2017	Application #:	14638410	Filing Dt:	03/04/2015
Publication #:	US20160013511	Pub Dt:	01/14/2016
Title:	THREE-DIMENSIONAL BATTERIES AND METHODS OF MANUFACTURING THE SAME

23

Patent #:	9608263	Issue Dt:	03/28/2017	Application #:	14810624	Filing Dt:	07/28/2015
Publication #:	US20160190556	Pub Dt:	06/30/2016
Title:	ANODE MATERIAL HAVING A UNIFORM METAL-SEMICONDUCTOR ALLOY LAYER

24

Patent #:	NONE	Issue Dt:		Application #:	14858113	Filing Dt:	09/18/2015
Publication #:	US20160164064	Pub Dt:	06/09/2016
Title:	THREE-DIMENSIONAL BATTERY HAVING CURRENT-REDUCING DEVICES CORRESPONDING TO ELECTRODES

25

Patent #:	9806331	Issue Dt:	10/31/2017	Application #:	15133385	Filing Dt:	04/20/2016
Publication #:	US20160233486	Pub Dt:	08/11/2016
Title:	MICROSTRUCTURED ELECTRODE STRUCTURES

26

Patent #:	10020514	Issue Dt:	07/10/2018	Application #:	15157634	Filing Dt:	05/18/2016
Publication #:	US20160260983	Pub Dt:	09/08/2016
Title:	IONICALLY PERMEABLE STRUCTURES FOR ENERGY STORAGE DEVICES

27

Patent #:	10038214	Issue Dt:	07/31/2018	Application #:	15489432	Filing Dt:	04/17/2017
Publication #:	US20170222255	Pub Dt:	08/03/2017
Title:	ELECTRODE STRUCTURES FOR THREE-DIMENSIONAL BATTERIES

28

Patent #:	10770760	Issue Dt:	09/08/2020	Application #:	15572191	Filing Dt:	11/07/2017
Publication #:	US20180151920	Pub Dt:	05/31/2018
Title:	REPLENISHED NEGATIVE ELECTRODES FOR SECONDARY BATTERIES

29

Patent #:	10283807	Issue Dt:	05/07/2019	Application #:	15572722	Filing Dt:	11/08/2017
Publication #:	US20180145367	Pub Dt:	05/24/2018
Title:	LONGITUDINAL CONSTRAINTS FOR ENERGY STORAGE DEVICES

30

Patent #:	10256500	Issue Dt:	04/09/2019	Application #:	15699383	Filing Dt:	09/08/2017
Publication #:	US20180013166	Pub Dt:	01/11/2018
Title:	THREE-DIMENSIONAL BATTERIES AND METHODS OF MANUFACTURING THE SAME

31

Patent #:	10403884	Issue Dt:	09/03/2019	Application #:	15785549	Filing Dt:	10/17/2017
Publication #:	US20180040876	Pub Dt:	02/08/2018
Title:	ELECTRODE STRUCTURES

32

Patent #:	10177400	Issue Dt:	01/08/2019	Application #:	15889338	Filing Dt:	02/06/2018
Publication #:	US20180166735	Pub Dt:	06/14/2018
Title:	DIMENSIONAL CONSTRAINTS FOR THREE-DIMENSIONAL BATTERIES

33

Patent #:	10256507	Issue Dt:	04/09/2019	Application #:	15889396	Filing Dt:	02/06/2018
Title:	CONSTRAINED ELECTRODE ASSEMBLY

Assignor

1

ENOVIX CORPORATION

Exec Dt:

07/31/2018

Assignees

1

YORK DISTRESSED ASSET FUND III, L.P.

767 FIFTH AVENUE, 17TH FLOOR

ATTENTION: JEREMY BLANK

NEW YORK, NEW YORK 10153

2

RODGERS MASSEY REVOCABLE LIVING TRUST DTD 4/4/11, THURMAN JOHN RODGERS, TRUSTEE

575 EASTVIEW WAY

WOODSIDE, CALIFORNIA 94062

3

PETRICK, MICHAEL

511 INDIAN FIELD ROAD

GREENWICH, CONNECTICUT 06830

4

EDDY ZERVIGON REVOCABLE TRUST U/A DATED FEBRUARY 16, 2010 -EDDY ZERVIGON AS TRUSTEE

100 BLISS ROAD

MENDHAM, NEW JERSEY 07945

5

SABOUNGHI, EDGAR

15 MERCER STREET

NEW YORK, NEW YORK 10013

6

GCH INVESTMENTS, LLC

101 CALIFORNIA STREET, 5TH FLOOR

ATTN: JIM KINDLER

SAN FRANCISCO, CALIFORNIA 94111

7

SHERMAN, JOEL, DR.

1424 PROSPECT AVENUE

PLAINFIELD, NEW JERSEY 07060

8

THE OBERST FAMILY TRUST, DATED 12/7/2005

1808 HORSEMAN LANE

ATTN: ANDY OBERST AND MICHELLE OBERST

RANCHO SANTA FE, CALIFORNIA 92091

9

GREENBERGER, MARC

40 LAKE SHORE DRIVE

WEST WINDSOR, NEW JERSEY 08550

10

JEROME INVESTMENTS, LLC

2 E. MAIN STREET, UNIT #130

C/O PAUL SAUCHELLI

BROOKSIDE, NEW JERSEY 07926

11

MCGOVERN, BRIAN

604 MOUNTAIN AVENUE

BERKELEY HEIGHTS, NEW JERSEY 07922

12

DPIP PROJECT LION SERIES

401 SOUTH TRYON STREET

C/O WELLS FARGO INVESTMENT INSTITUTE, INC.

CHARLOTTE, NORTH CAROLINA 28202

13

TUNE HOUSE CAPITAL I LLC

55 ROSE AVE., SUITE 6

VENICE, CALIFORNIA 90291

Correspondence name and address
	JAY DASILVA
	1025 VERMONT AVE NW, SUITE 1130
	COGENCY GLOBAL INC.
	WASHINGTON, DC 20005

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