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Patent Assignment Details
NOTE:Results display only for issued patents and published applications. For pending or abandoned applications please consult USPTO staff.

Reel/Frame:058746/0699   Pages: 11
Recorded: 01/13/2022
Conveyance: SECURITY AGREEMENT
Total properties: 67
1
Patent #:
Issue Dt:
04/08/2008
Application #:
09585049
Filing Dt:
06/01/2000
Title:
METHOD FOR DIRECTING AND EXECUTING CERTIFIED TRADING INTERESTS
2
Patent #:
Issue Dt:
08/30/2011
Application #:
09750768
Filing Dt:
12/29/2000
Publication #:
Pub Dt:
01/24/2002
Title:
METHOD FOR DIRECTING AND EXECUTING CERTIFIED TRADING INTERESTS
3
Patent #:
Issue Dt:
07/05/2011
Application #:
10166719
Filing Dt:
06/12/2002
Publication #:
Pub Dt:
12/18/2003
Title:
SYSTEM AND METHOD FOR ESTIMATING AND OPTIMIZING TRANSACTION COSTS
4
Patent #:
Issue Dt:
03/08/2011
Application #:
10376599
Filing Dt:
03/03/2003
Publication #:
Pub Dt:
09/09/2004
Title:
MINIMIZING SECURITY HOLDINGS RISK DURING PORTFOLIO TRADING
5
Patent #:
Issue Dt:
03/16/2010
Application #:
10376600
Filing Dt:
03/03/2003
Publication #:
Pub Dt:
09/09/2004
Title:
DYNAMIC AGGRESSIVE/PASSIVE PEGGED TRADING
6
Patent #:
Issue Dt:
05/12/2009
Application #:
10405640
Filing Dt:
04/03/2003
Publication #:
Pub Dt:
10/21/2004
Title:
FAIR VALUE MODEL BASED SYSTEM, METHOD, AND COMPUTER PROGRAM PRODUCT FOR VALUING FOREIGN-BASED SECURITIES IN A MUTUAL FUND
7
Patent #:
Issue Dt:
07/06/2010
Application #:
10406282
Filing Dt:
04/04/2003
Publication #:
Pub Dt:
04/22/2004
Title:
FACTOR RISK MODEL BASED SYSTEM, METHOD, AND COMPUTER PROGRAM PRODUCT FOR GENERATING RISK FORECASTS
8
Patent #:
Issue Dt:
03/23/2010
Application #:
10603100
Filing Dt:
06/24/2003
Publication #:
Pub Dt:
03/25/2004
Title:
CONFIDENTIAL BLOCK TRADING SYSTEM AND METHOD
9
Patent #:
Issue Dt:
02/26/2008
Application #:
10640630
Filing Dt:
08/14/2003
Publication #:
Pub Dt:
09/16/2004
Title:
INVESTMENT PORTFOLIO OPTIMIZATION SYSTEM, METHOD AND COMPUTER PROGRAM PRODUCT
10
Patent #:
Issue Dt:
05/26/2009
Application #:
10674432
Filing Dt:
10/01/2003
Publication #:
Pub Dt:
10/28/2004
Title:
SYSTEM AND METHOD FOR ESTIMATING TRANSACTION COSTS RELATED TO TRADING A SECURITY
11
Patent #:
Issue Dt:
11/29/2011
Application #:
10799205
Filing Dt:
03/11/2004
Publication #:
Pub Dt:
10/21/2004
Title:
BLOCK TRADING SYSTEM AND METHOD PROVIDING PRICE IMPROVEMENT TO AGGRESSIVE ORDERS
12
Patent #:
Issue Dt:
02/03/2009
Application #:
11036113
Filing Dt:
01/14/2005
Publication #:
Pub Dt:
07/20/2006
Title:
METHOD FOR PROVIDING AGGREGATION OF TRADING ON MULTIPLE ALTERNATIVE TRADING SYSTEMS
13
Patent #:
Issue Dt:
11/05/2013
Application #:
11259363
Filing Dt:
10/27/2005
Publication #:
Pub Dt:
06/22/2006
Title:
SYSTEM AND METHOD FOR GENERATING LIQUIDITY
14
Patent #:
Issue Dt:
03/16/2010
Application #:
11409534
Filing Dt:
04/21/2006
Publication #:
Pub Dt:
01/04/2007
Title:
SYSTEMS AND METHODS FOR PROVIDING ANONYMOUS REQUESTS FOR QUOTES FOR FINANCIAL INSTRUMENTS
15
Patent #:
Issue Dt:
03/16/2010
Application #:
11476895
Filing Dt:
06/29/2006
Publication #:
Pub Dt:
06/21/2007
Title:
SYSTEM AND METHOD FOR GENERATING REAL-TIME INDICATORS IN A TRADING LIST OR PORTFOLIO
16
Patent #:
Issue Dt:
12/14/2010
Application #:
11730750
Filing Dt:
04/03/2007
Publication #:
Pub Dt:
12/27/2007
Title:
METHOD AND SYSTEM FOR MULTIPLE PORTFOLIO OPTIMIZATION
17
Patent #:
Issue Dt:
08/09/2011
Application #:
11804525
Filing Dt:
05/17/2007
Title:
SYSTEMS AND METHODS FOR INCREASING PARTICIPATION OF LIQUIDITY PROVIDERS ON CROSSING SYSTEM
18
Patent #:
Issue Dt:
10/04/2011
Application #:
11808261
Filing Dt:
06/07/2007
Publication #:
Pub Dt:
06/26/2008
Title:
MANAGING SECURITY HOLDINGS RISK DURING PORFOLIO TRADING
19
Patent #:
Issue Dt:
03/20/2012
Application #:
11812359
Filing Dt:
06/18/2007
Publication #:
Pub Dt:
12/20/2007
Title:
ALGORITHMIC TRADING SYSTEM AND METHOD
20
Patent #:
Issue Dt:
02/21/2012
Application #:
12000892
Filing Dt:
12/18/2007
Title:
SYSTEM, METHOD AND PROGRAM FOR PREVENTING GAMING IN A TRADING SYSTEM
21
Patent #:
Issue Dt:
12/20/2011
Application #:
12044685
Filing Dt:
03/07/2008
Publication #:
Pub Dt:
10/09/2008
Title:
SYSTEMS AND METHODS FOR TRADING A TRADE LIST IN FINANCIAL MARKETS
22
Patent #:
Issue Dt:
07/24/2012
Application #:
12133936
Filing Dt:
06/05/2008
Publication #:
Pub Dt:
05/14/2009
Title:
SYSTEM, METHOD AND PROGRAM FOR AGENCY COST ESTIMATION
23
Patent #:
Issue Dt:
02/01/2011
Application #:
12181028
Filing Dt:
07/28/2008
Publication #:
Pub Dt:
03/19/2009
Title:
BLOCK TRADING SYSTEM AND METHOD PROVIDING PRICE IMPROVEMENT TO AGGRESSIVE ORDERS
24
Patent #:
Issue Dt:
04/24/2012
Application #:
12181117
Filing Dt:
07/28/2008
Publication #:
Pub Dt:
04/02/2009
Title:
BLOCK TRADING SYSTEM AND METHOD PROVIDING PRICE IMPROVEMENT TO AGGRESSIVE ORDERS
25
Patent #:
Issue Dt:
11/10/2009
Application #:
12256941
Filing Dt:
10/23/2008
Publication #:
Pub Dt:
05/07/2009
Title:
METHOD AND SYSTEM FOR PROVIDING AGGREGATION OF TRADING ON MULTIPLE ALTERNATIVE TRADING SYSTEMS
26
Patent #:
Issue Dt:
06/03/2014
Application #:
12285394
Filing Dt:
10/03/2008
Publication #:
Pub Dt:
04/09/2009
Title:
METHOD AND APPARATUS FOR IMPROVED ELECTRONIC TRADING
27
Patent #:
Issue Dt:
04/11/2017
Application #:
12371070
Filing Dt:
02/13/2009
Publication #:
Pub Dt:
11/26/2009
Title:
SYSTEMS AND METHODS FOR VIEWING AND TRADING FUTURES
28
Patent #:
Issue Dt:
03/20/2012
Application #:
12424886
Filing Dt:
04/16/2009
Publication #:
Pub Dt:
10/21/2010
Title:
SYSTEMS, METHODS AND COMPUTER PROGRAM PRODUCTS FOR ADAPTIVE TRANSACTION COST ESTIMATION
29
Patent #:
Issue Dt:
09/06/2011
Application #:
12463655
Filing Dt:
05/11/2009
Publication #:
Pub Dt:
11/12/2009
Title:
FAIR VALUE MODEL BASED SYSTEM, METHOD, AND COMPUTER PROGRAM PRODUCT FOR VALUING FOREIGN-BASED SECURITIES IN A MUTUAL FUND
30
Patent #:
Issue Dt:
08/17/2010
Application #:
12463886
Filing Dt:
05/11/2009
Publication #:
Pub Dt:
11/12/2009
Title:
METHOD FOR MANAGING DISTRIBUTED TRADING DATA
31
Patent #:
Issue Dt:
09/18/2012
Application #:
12466961
Filing Dt:
05/15/2009
Publication #:
Pub Dt:
11/18/2010
Title:
SYSTEM AND METHOD FOR PROVIDING HIGH PERFORMANCE COMPLIANCE SERVICES USING PRE-CALCULATED RULE EVALUATION
32
Patent #:
Issue Dt:
06/15/2010
Application #:
12489174
Filing Dt:
06/22/2009
Publication #:
Pub Dt:
12/24/2009
Title:
METHOD AND SYSTEM FOR PROVIDING AGGREGATION OF TRADING ON MULTIPLE ALTERNATIVE TRADING SYSTEMS
33
Patent #:
Issue Dt:
08/27/2013
Application #:
12576160
Filing Dt:
10/08/2009
Publication #:
Pub Dt:
05/20/2010
Title:
SYSTEMS, METHODS, AND COMPUTER PROGRAM PRODUCTS FOR PROVIDING REAL TIME ANALYTIC WIDGETS IN A FINANCIAL TRADING SYSTEM
34
Patent #:
Issue Dt:
08/31/2010
Application #:
12632555
Filing Dt:
12/07/2009
Title:
METHOD AND SYSTEM FOR PROVIDING AGGREGATION OF TRADING ON MULTIPLE ALTERNATIVE TRADING SYSTEMS
35
Patent #:
Issue Dt:
01/31/2012
Application #:
12724131
Filing Dt:
03/15/2010
Publication #:
Pub Dt:
07/08/2010
Title:
DYNAMIC AGGRESSIVE/PASSIVE PEGGED TRADING
36
Patent #:
Issue Dt:
08/16/2011
Application #:
12724233
Filing Dt:
03/15/2010
Publication #:
Pub Dt:
07/08/2010
Title:
SYSTEM AND METHOD FOR GENERATING REAL-TIME INDICATORS IIN A TRADING LIST OR PORTFOLIO
37
Patent #:
Issue Dt:
08/19/2014
Application #:
12825148
Filing Dt:
06/28/2010
Publication #:
Pub Dt:
12/30/2010
Title:
APPARATUS AND METHOD FOR TRADE AGGREGATION OF TRADE ALLOCATIONS AND SETTLEMENTS
38
Patent #:
Issue Dt:
09/13/2011
Application #:
12830017
Filing Dt:
07/02/2010
Publication #:
Pub Dt:
01/06/2011
Title:
FACTOR RISK MODEL BASED SYSTEM, METHOD, AND COMPUTER PROGRAM PRODUCT FOR GENERATING RISK FORECASTS
39
Patent #:
Issue Dt:
01/24/2012
Application #:
12836967
Filing Dt:
07/15/2010
Title:
SYSTEMS AND METHODS REGARDING TARGETED DISSEMINATION
40
Patent #:
Issue Dt:
09/04/2012
Application #:
12871643
Filing Dt:
08/30/2010
Title:
METHOD AND SYSTEM FOR PROVIDING AGGREGATION OF TRADING ON MULTIPLE ALTERNATIVE TRADING SYSTEMS
41
Patent #:
Issue Dt:
01/21/2014
Application #:
12965064
Filing Dt:
12/10/2010
Publication #:
Pub Dt:
04/07/2011
Title:
METHOD AND SYSTEM FOR MULTIPLE PORTFOLIO OPTIMIZATION
42
Patent #:
Issue Dt:
01/10/2012
Application #:
12975628
Filing Dt:
12/22/2010
Publication #:
Pub Dt:
07/21/2011
Title:
BLOCK TRADING SYSTEM AND METHOD PROVIDING PRICE IMPROVEMENT TO AGGRESSIVE ORDERS
43
Patent #:
Issue Dt:
08/07/2012
Application #:
13042052
Filing Dt:
03/07/2011
Publication #:
Pub Dt:
09/08/2011
Title:
MINIMIZING SECURITY HOLDINGS RISK DURING PORTFOLIO TRADING
44
Patent #:
Issue Dt:
05/29/2012
Application #:
13170626
Filing Dt:
06/28/2011
Publication #:
Pub Dt:
10/20/2011
Title:
SYSTEM AND METHOD FOR ESTIMATING AND OPTIMIZING TRANSACTION COSTS
45
Patent #:
Issue Dt:
05/21/2013
Application #:
13170817
Filing Dt:
06/28/2011
Title:
Systems And Methods For Increasing Participation Of Liquidity Providers On Crossing System
46
Patent #:
Issue Dt:
06/12/2012
Application #:
13224780
Filing Dt:
09/02/2011
Publication #:
Pub Dt:
12/29/2011
Title:
FAIR VALUE MODEL BASED SYSTEM, METHOD, AND COMPUTER PROGRAM PRODUCT FOR VALUING FOREIGN-BASED SECURITIES IN A MUTUAL FUND
47
Patent #:
Issue Dt:
04/23/2013
Application #:
13251708
Filing Dt:
10/03/2011
Publication #:
Pub Dt:
08/09/2012
Title:
MANAGING SECURITY HOLDINGS RISK DURING PORTFOLIO TRADING
48
Patent #:
Issue Dt:
05/27/2014
Application #:
13283046
Filing Dt:
10/27/2011
Publication #:
Pub Dt:
05/02/2013
Title:
ELECTRONIC TRADING SYSTEM AND METHOD THAT PROVIDE REAL-TIME TRADE ANALYTICS
49
Patent #:
Issue Dt:
11/06/2012
Application #:
13330017
Filing Dt:
12/19/2011
Publication #:
Pub Dt:
04/12/2012
Title:
SYSTEMS AND METHODS FOR TRADING A TRADE LIST IN FINANCIAL MARKETS
50
Patent #:
Issue Dt:
04/02/2013
Application #:
13330904
Filing Dt:
12/20/2011
Publication #:
Pub Dt:
04/19/2012
Title:
SYSTEMS AND METHODS REGARDING TARGETED DISSEMINATION
51
Patent #:
Issue Dt:
04/22/2014
Application #:
13361071
Filing Dt:
01/30/2012
Publication #:
Pub Dt:
07/26/2012
Title:
DYNAMIC AGGRESSIVE/PASSIVE PEGGED TRADING
52
Patent #:
Issue Dt:
10/24/2017
Application #:
13361292
Filing Dt:
01/30/2012
Publication #:
Pub Dt:
09/27/2012
Title:
SYSTEMS AND METHODS FOR ELECTRONIC TRADING
53
Patent #:
Issue Dt:
05/14/2013
Application #:
13399429
Filing Dt:
02/17/2012
Publication #:
Pub Dt:
06/14/2012
Title:
SYSTEM, METHOD AND PROGRAM FOR PREVENTING GAMING IN A TRADING SYSTEM
54
Patent #:
Issue Dt:
02/25/2014
Application #:
13423768
Filing Dt:
03/19/2012
Publication #:
Pub Dt:
07/12/2012
Title:
ALGORITHMIC TRADING SYSTEM AND METHOD
55
Patent #:
Issue Dt:
04/02/2013
Application #:
13459859
Filing Dt:
04/30/2012
Publication #:
Pub Dt:
08/23/2012
Title:
SYSTEM AND METHOD FOR ESTIMATING AND OPTIMIZING TRANSACTION COSTS
56
Patent #:
Issue Dt:
03/26/2013
Application #:
13494225
Filing Dt:
06/12/2012
Publication #:
Pub Dt:
10/04/2012
Title:
FAIR VALUE MODEL BASED SYSTEM, METHOD, AND COMPUTER PROGRAM PRODUCT FOR VALUING FOREIGN-BASED SECURITIES IN A MUTUAL FUND
57
Patent #:
Issue Dt:
01/21/2014
Application #:
13556735
Filing Dt:
07/24/2012
Publication #:
Pub Dt:
11/15/2012
Title:
SYSTEM, METHOD AND PROGRAM FOR AGENCY COST ESTIMATION
58
Patent #:
Issue Dt:
09/19/2017
Application #:
13661705
Filing Dt:
10/26/2012
Publication #:
Pub Dt:
06/06/2013
Title:
APPARATUS AND METHOD FOR TRADE AGGREGATION OF TRADE ALLOCATIONS AND SETTLEMENTS
59
Patent #:
Issue Dt:
07/22/2014
Application #:
13667545
Filing Dt:
11/02/2012
Publication #:
Pub Dt:
03/07/2013
Title:
SYSTEMS AND METHODS FOR TRADING A TRADE LIST IN FINANCIAL MARKETS
60
Patent #:
Issue Dt:
05/13/2014
Application #:
13841537
Filing Dt:
03/15/2013
Publication #:
Pub Dt:
10/24/2013
Title:
FAIR VALUE MODEL BASED SYSTEM, METHOD, AND COMPUTER PROGRAM PRODUCT FOR VALUING FOREIGN-BASED SECURITIES IN A MUTUAL FUND
61
Patent #:
Issue Dt:
05/20/2014
Application #:
13842107
Filing Dt:
03/15/2013
Publication #:
Pub Dt:
08/08/2013
Title:
SYSTEMS AND METHODS REGARDING TARGETED DISSEMINATION
62
Patent #:
Issue Dt:
11/27/2018
Application #:
14160252
Filing Dt:
01/21/2014
Publication #:
Pub Dt:
07/10/2014
Title:
CONFIDENTIAL BLOCK TRADING SYSTEM AND METHOD
63
Patent #:
Issue Dt:
10/23/2018
Application #:
14282833
Filing Dt:
05/20/2014
Publication #:
Pub Dt:
12/18/2014
Title:
SYSTEMS AND METHODS REGARDING TARGETED DISSEMINATION
64
Patent #:
Issue Dt:
06/09/2020
Application #:
14286496
Filing Dt:
03/21/2014
Publication #:
Pub Dt:
04/30/2015
Title:
ELECTRONIC TRADING SYSTEM AND METHOD THAT PROVIDE REAL-TIME TRADE ANALYTICS
65
Patent #:
Issue Dt:
12/11/2018
Application #:
14334777
Filing Dt:
07/18/2014
Publication #:
Pub Dt:
02/19/2015
Title:
SYSTEMS AND METHODS FOR TRADING A TRADE LIST IN FINANCIAL MARKETS
66
Patent #:
Issue Dt:
05/22/2018
Application #:
14462431
Filing Dt:
08/18/2014
Publication #:
Pub Dt:
06/25/2015
Title:
APPARATUS AND METHOD FOR TRADE AGGREGATION OF TRADE ALLOCATIONS AND SETTLEMENTS
67
Patent #:
Issue Dt:
10/01/2019
Application #:
15707652
Filing Dt:
09/18/2017
Publication #:
Pub Dt:
01/04/2018
Title:
APPARATUS AND METHOD FOR TRADE AGGREGATION OF TRADE ALLOCATIONS AND SETTLEMENTS
Assignors
1
Exec Dt:
01/13/2022
2
Exec Dt:
01/13/2022
Assignee
1
4 CHASE METROTECH CENTER
MAIL CODE: NY1C-413, CIB DMO WLO
BROOKLYN, NEW YORK 11245-0001
Correspondence name and address
CT CORPORATION
4400 EASTON COMMONS WAY
SUITE 125
COLUMBUS, OH 43219

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