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Reel/Frame:032644/0922   Pages: 5
Recorded: 04/10/2014
Attorney Dkt #:104424-020000
Conveyance: MERGER (SEE DOCUMENT FOR DETAILS).
Total properties: 23
1
Patent #:
6782506
Issue Dt:
08/24/2004
Application #:
09023039
Filing Dt:
02/12/1998
Title:
OBTAINING CONSENT FOR ELECTRONIC DELIVERY OF COMPLIANCE INFORMATION
2
Patent #:
6122635
Issue Dt:
09/19/2000
Application #:
09023979
Filing Dt:
02/13/1998
Title:
MAPPING COMPLIANCE INFORMATION INTO USEABLE FORMAT FOR A PARTICULAR MUTUAL FUND
3
Patent #:
7028190
Issue Dt:
04/11/2006
Application #:
09989240
Filing Dt:
11/20/2001
Publication #:
US20020065896
Pub Dt:
05/30/2002
Title:
METHOD AND SYSTEM FOR ELECTRONIC DELIVERY OF SENSITIVE INFORMATION
4
Patent #:
7363489
Issue Dt:
04/22/2008
Application #:
11319931
Filing Dt:
12/28/2005
Publication #:
US20060236404
Pub Dt:
10/19/2006
Title:
METHOD AND SYSTEM FOR ELECTRONIC DELIVERY OF SENSITIVE INFORMATION
5
Patent #:
7885872
Issue Dt:
02/08/2011
Application #:
11804781
Filing Dt:
05/21/2007
Publication #:
US20070219821
Pub Dt:
09/20/2007
Title:
OBTAINING CONSENT FOR ELECTRONIC DELIVERY OF COMPLIANCE INFORMATION
6
Patent #:
7890399
Issue Dt:
02/15/2011
Application #:
11804782
Filing Dt:
05/21/2007
Publication #:
US20070226100
Pub Dt:
09/27/2007
Title:
OBTAINING CONSENT FOR ELECTRONIC DELIVERY OF COMPLIANCE INFORMATION
7
Patent #:
7885873
Issue Dt:
02/08/2011
Application #:
11804784
Filing Dt:
05/21/2007
Publication #:
US20070219888
Pub Dt:
09/20/2007
Title:
OBTAINING CONSENT FOR ELECTRONIC DELIVERY OF COMPLIANCE INFORMATION
8
Patent #:
7885874
Issue Dt:
02/08/2011
Application #:
11804785
Filing Dt:
05/21/2007
Publication #:
US20070226102
Pub Dt:
09/27/2007
Title:
OBTAINING CONSENT FOR ELECTRONIC DELIVERY OF COMPLIANCE INFORMATION
9
Patent #:
7885875
Issue Dt:
02/08/2011
Application #:
11804914
Filing Dt:
05/21/2007
Publication #:
US20070219890
Pub Dt:
09/20/2007
Title:
OBTAINING CONSENT FOR ELECTRONIC DELIVERY OF COMPLIANCE INFORMATION
10
Patent #:
7885876
Issue Dt:
02/08/2011
Application #:
11804924
Filing Dt:
05/21/2007
Publication #:
US20070226107
Pub Dt:
09/27/2007
Title:
OBTAINING CONSENT FOR ELECTRONIC DELIVERY OF COMPLIANCE INFORMATION
11
Patent #:
7890400
Issue Dt:
02/15/2011
Application #:
11804942
Filing Dt:
05/21/2007
Publication #:
US20070226109
Pub Dt:
09/27/2007
Title:
OBTAINING CONSENT FOR ELECTRONIC DELIVERY OF COMPLIANCE INFORMATION
12
Patent #:
7885877
Issue Dt:
02/08/2011
Application #:
11804959
Filing Dt:
05/21/2007
Publication #:
US20070219891
Pub Dt:
09/20/2007
Title:
OBTAINING CONSENT FOR ELECTRONIC DELIVERY OF COMPLIANCE INFORMATION
13
Patent #:
7890401
Issue Dt:
02/15/2011
Application #:
11827247
Filing Dt:
07/11/2007
Publication #:
US20070261122
Pub Dt:
11/08/2007
Title:
METHOD AND SYSTEM FOR ELECTRONIC DELIVERY OF SENSITIVE INFORMATION
14
Patent #:
8521632
Issue Dt:
08/27/2013
Application #:
12508987
Filing Dt:
07/24/2009
Publication #:
US20100161508
Pub Dt:
06/24/2010
Title:
PROCESSING SECURITIES-RELATED INFORMATION
15
Patent #:
7979333
Issue Dt:
07/12/2011
Application #:
12875002
Filing Dt:
09/02/2010
Publication #:
US20110060697
Pub Dt:
03/10/2011
Title:
METHOD FOR CREATING AND DELIVERING CUSTOMIZED COMPLIANCE INFORMATION
16
Patent #:
8566195
Issue Dt:
10/22/2013
Application #:
13025618
Filing Dt:
02/11/2011
Publication #:
US20110191434
Pub Dt:
08/04/2011
Title:
OBTAINING CONSENT FOR ELECTRONIC DELIVERY OF COMPLIANCE INFORMATION
17
Patent #:
8612322
Issue Dt:
12/17/2013
Application #:
13026498
Filing Dt:
02/14/2011
Publication #:
US20110191435
Pub Dt:
08/04/2011
Title:
METHOD AND SYSTEM FOR ELECTRONIC DELIVERY OF SENSITIVE INFORMATION
18
Patent #:
8396785
Issue Dt:
03/12/2013
Application #:
13169692
Filing Dt:
06/27/2011
Publication #:
US20110258141
Pub Dt:
10/20/2011
Title:
METHOD FOR CREATING AND DELIVERING CUSTOMIZED COMPLIANCE INFORMATION
19
Patent #:
NONE
Issue Dt:
Application #:
13792880
Filing Dt:
03/11/2013
Publication #:
US20130191297
Pub Dt:
07/25/2013
Title:
METHOD FOR CREATING AND DELIVERING CUSTOMIZED COMPLIANCE INFORMATION
20
Patent #:
NONE
Issue Dt:
Application #:
13932714
Filing Dt:
07/01/2013
Publication #:
US20130297533
Pub Dt:
11/07/2013
Title:
PROCESSING SECURITIES-RELATED INFORMATION
21
Patent #:
NONE
Issue Dt:
Application #:
14058988
Filing Dt:
10/21/2013
Publication #:
US20140046860
Pub Dt:
02/13/2014
Title:
OBTAINING CONSENT FOR ELECTRONIC DELIVERY OF COMPLIANCE INFORMATION
22
Patent #:
NONE
Issue Dt:
Application #:
14107379
Filing Dt:
12/16/2013
Publication #:
US20140101276
Pub Dt:
04/10/2014
Title:
METHOD AND SYSTEM FOR ELECTRONIC DELIVERY OF SENSITIVE INFORMATION
23
Patent #:
NONE
Issue Dt:
Application #:
14246843
Filing Dt:
04/07/2014
Publication #:
US20140222717
Pub Dt:
08/07/2014
Title:
PROCESSING SECURITIES-RELATED INFORMATION
Assignor
1
BROADRIDGE CONTENT SOLUTIONS, INC.
Exec Dt:
06/13/2011
Assignee
1
BROADRIDGE INVESTOR COMMUNICATION SOLUTIONS, INC.
51 MERCEDES WAY
EDGEWOOD, NEW YORK 11717
Correspondence name and address
GREENBERG TRAURIG, LLP
200 PARK AVENUE
P.O. BOX 677
FLORHAM PARK, NJ 07932

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