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Patent Assignment Abstract of Title
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Total Assignments: 6
Patent #:
11120499
Issue Dt:
09/14/2021
Application #:
16040940
Filing Dt:
07/20/2018
Publication #:
20180336631
Pub Dt:
11/22/2018
Inventors:
Clifford J. Weber, Carol Alexander, Jason Macqueen, Charles A. Baker, Gary L. Gastineau et al
Title:
SYSTEMS AND METHODS FOR TRADING ACTIVELY MANAGED FUNDS
Assignment: 1
Reel/Frame:
057105/0806Recorded: 08/06/2021Pages: 8
Conveyance:
ASSIGNMENT OF ASSIGNORS INTEREST (SEE DOCUMENT FOR DETAILS).
Assignors:
WEBER, CLIFFORD
Exec Dt:
03/24/2004
ALEXANDER, CAROL
Exec Dt:
05/12/2004
MACQUEEN, JASON
Exec Dt:
03/30/2006
BAKER, CHARLES
Exec Dt:
03/17/2004
GASTINEAU, GARY
Exec Dt:
03/19/2004
NORMAN, TERRY
Exec Dt:
03/17/2004
Assignee:
THE AMERICAN STOCK EXCHANGE, LLC
86 TRINITY PLACE
NEW YORK, NEW YORK 10006-1872
Correspondent:
RICHARD L. CRUZ, DLA PIPER LLP (US)
1650 MARKET STREET, SUITE 5000
PHILADELPHIA, PA 19103
Assignment: 2
Reel/Frame:
058949/0457Recorded: 10/29/2021Pages: 9
Conveyance:
CORRECTIVE ASSIGNMENT TO CORRECT THE THE ASSIGEE NAME ON THE ASSIGNMENT AND THE EXECUTION DATE OF THE INVENTOR PREVIOUSLY RECORDED AT REEL: 057105 FRAME: 0806. ASSIGNOR(S) HEREBY CONFIRMS THE ASSIGNMENT.
Assignors:
WEBER, CLIFFORD
Exec Dt:
03/24/2004
ALEXANDER, CAROL
Exec Dt:
05/12/2004
BAKER, CHARLES
Exec Dt:
03/17/2004
GASTINEAU, GARY
Exec Dt:
03/19/2004
NORMAN, TERRY
Exec Dt:
03/17/2004
MACQUEEN, JASON
Exec Dt:
03/30/2004
Assignee:
AMERICAN STOCK EXCHANGE LLC
86 TRINITY PLACE
NEW YORK, NEW YORK 10006-1872
Correspondent:
PAUL A. TAUFER, DLA PIPER LLP (US)
1650 MARKET STREET, SUITE 5000
PHILADELPHIA, PA 19103
Assignment: 3
Reel/Frame:
057106/0274Recorded: 08/06/2021Pages: 5
Conveyance:
MERGER (SEE DOCUMENT FOR DETAILS).
Assignor:
AMERICAN STOCK EXCHANGE LLC
Exec Dt:
09/30/2008
Assignee:
NYSE ALTERNEXT US LLC
20 BROAD STREET
NEW YORK, NEW YORK 10005
Correspondent:
RICHARD L. CRUZ, DLA PIPER LLP (US)
1650 MARKET STREET, SUITE 5000
PHILADELPHIA, PA 19103
Assignment: 4
Reel/Frame:
057115/0610Recorded: 08/06/2021Pages: 3
Conveyance:
CHANGE OF NAME (SEE DOCUMENT FOR DETAILS).
Assignor:
NYSE ALTERNEXT US LLC
Exec Dt:
03/18/2009
Assignee:
NYSE AMEX LLC
20 BROAD STREET
NEW YORK, NEW YORK 10005
Correspondent:
RICHARD L. CRUZ, DLA PIPER LLP (US)
1650 MARKET STREET, SUITE 5000
PHILADELPHIA, PA 19103
Assignment: 5
Reel/Frame:
057115/0774Recorded: 08/06/2021Pages: 3
Conveyance:
CHANGE OF NAME (SEE DOCUMENT FOR DETAILS).
Assignor:
NYSE AMEX LLC
Exec Dt:
05/14/2012
Assignee:
NYSE MKT LLC
20 BROAD STREET
NEW YORK, NEW YORK 10005
Correspondent:
RICHARD L. CRUZ, DLA PIPER LLP (US)
1650 MARKET STREET, SUITE 5000
PHILADELPHIA, PA 19103
Assignment: 6
Reel/Frame:
057115/0816Recorded: 08/06/2021Pages: 3
Conveyance:
CHANGE OF NAME (SEE DOCUMENT FOR DETAILS).
Assignor:
NYSE MKT LLC
Exec Dt:
07/21/2017
Assignee:
NYSE AMERICAN LLC
11 WALL STREET
NEW YORK, NEW YORK 10005
Correspondent:
RICHARD L. CRUZ, DLA PIPER LLP (US)
1650 MARKET STREET, SUITE 5000
PHILADELPHIA, PA 19103

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