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Patent Assignment Abstract of Title
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Total Assignments: 25
Patent #:
6782506
Issue Dt:
08/24/2004
Application #:
09023039
Filing Dt:
02/12/1998
Inventors:
STEPHEN V. BURAKOFF, SERGIU S. SIMMEL, ROBERT A. FEIN
Title:
OBTAINING CONSENT FOR ELECTRONIC DELIVERY OF COMPLIANCE INFORMATION
Assignment: 1
Reel/Frame:
008976/0001Recorded: 02/12/1998Pages: 4
Conveyance:
ASSIGNMENT OF ASSIGNORS INTEREST (SEE DOCUMENT FOR DETAILS).
Assignors:
BURAKOFF, STEPHEN V.
Exec Dt:
02/10/1998
SIMMEL, SERGIU S.
Exec Dt:
02/10/1998
FEIN, ROBERT A.
Exec Dt:
02/10/1998
Assignee:
INUNITY CORPORATION
3 BROOK STREET
WATERTOWN, MASSACHUSETTS 02172
Correspondent:
TESTA, HURWITZ & THIBEAULT, LLP
PATENT ADMINISTRATOR
HIGH STREET TOWER
125 HIGH STREET
BOSTON, MA 02110
Assignment: 2
Reel/Frame:
010225/0240Recorded: 09/13/1999Pages: 7
Conveyance:
ASSIGNMENT OF ASSIGNORS INTEREST (SEE DOCUMENT FOR DETAILS).
Assignor:
INUNITY CORPORATION
Exec Dt:
02/01/1999
Assignee:
NEWRIVER INVESTOR COMMUNICATIONS, INC.
200 BRICKSTONE SQUARE, 5TH FLOOR
ANDOVER, MASSACHUSETTS 01810
Correspondent:
TESTA, HURWITZ & THIBEAULT, LLP
IRA V. HEFFAN
PATENT ADMINISTRATOR
HIGH STREET TOWER, 125 HIGH STREET
BOSTON, MA 02110
Assignment: 3
Reel/Frame:
010004/0664Recorded: 06/10/1999Pages: 4
Conveyance:
SECURITY INTEREST (SEE DOCUMENT FOR DETAILS).
Assignor:
NEWRIVER INVESTOR COMMUNICATIONS, INC.
Exec Dt:
05/06/1999
Assignee:
FLEET NATIONAL BANK
ONE FEDERAL STREET
BOSTON, MASSACHUSETTS 02110
Correspondent:
EDWARDS & ANGELL, LLP
JONATHAN R. HARRIS, ESQ.
101 FEDERAL STREET
BOSTON, MA 02110
Assignment: 4
Reel/Frame:
011079/0612Recorded: 09/07/2000Pages: 4
Conveyance:
ASSIGNMENT OF ASSIGNORS INTEREST (SEE DOCUMENT FOR DETAILS).
Assignor:
NEWRIVER INVESTOR COMMUNICATIONS, INC.
Exec Dt:
08/28/2000
Assignee:
FLEET NATIONAL BANK
100 FEDERAL STREET
BOSTON, MASSACHUSETTS 02110
Correspondent:
EDWARDS & ANGELL, LLP
JONATHAN R. HARRIS, ESQ.
101 FEDERAL STREET
BOSTON, MA 02110
Assignment: 5
Reel/Frame:
011934/0503Recorded: 07/03/2001Pages: 4
Conveyance:
SECURITY AGREEMENT
Assignor:
NEWRIVER, INC.
Exec Dt:
05/29/2001
Assignee:
FLEET NATIONAL BANK
100 FEDERAL STREET
BOSTON, MASSACHUSETTS 02110
Correspondent:
EDWARDS & ANGELL, LLP
JONATHAN R. HARRIS
101 FEDERAL STREET
BOSTON, MA 02110
Assignment: 6
Reel/Frame:
012865/0308Recorded: 04/25/2002Pages: 6
Conveyance:
SECURITY INTEREST (SEE DOCUMENT FOR DETAILS).
Assignor:
NEWRIVER, INC.
Exec Dt:
04/09/2002
Assignee:
COMERICA BANK-CALIFORNIA
333 WEST SANTA CLARA STREET
SAN JOSE, CALIFORNIA 95113
Correspondent:
GRAY CARY WARE & FREIDENRICH
ERIN O'BRIEN
4365 EXECUTIVE DRIVE
STE. 1100
SAN DIEGO, CA 92121-2133
Assignment: 7
Reel/Frame:
012884/0013Recorded: 05/07/2002Pages: 3
Conveyance:
REASSIGNMENT AND RELEASE OF SECURITY INTEREST
Assignor:
FLEET NATIONAL BANK
Exec Dt:
04/29/2002
Assignee:
NEWRIVER, INC.
3 BROOK STREET
WATERTOWN, MASSACHUSETTS 02110
Correspondent:
GRAY CARY WARE & FREIDENRICH
ERIN O'BRIEN
4365 EXECUTIVE DRIVE, SUITE 1100
SAN DIEGO, CALIFORNIA 92121-2133
Assignment: 8
Reel/Frame:
013835/0833Recorded: 08/01/2003Pages: 13
Conveyance:
SECURITY AGREEMENT
Assignor:
NEWRIVER, INC.
Exec Dt:
06/24/2003
Assignee:
LAZARD TECHNOLOGY PARTNERS II, LLP
30 ROCKEFELLER PLAZA 61ST FLOOR
NEW YORK, NEW YORK 10020
Correspondent:
GOODWIN PROCTER LLP
MIRIAM J. ROVNER
53 STATE STREET EXCHANGE PLACE
SENIOR LEGAL ASSISTANT
BOSTON, MA 02109-2281
Assignment: 9
Reel/Frame:
014227/0261Recorded: 12/31/2003Pages: 26
Conveyance:
SECURITY INTEREST (SEE DOCUMENT FOR DETAILS).
Assignor:
NEWRIVER, INC.
Exec Dt:
12/22/2003
Assignee:
SILICON VALLEY BANK DBA SILICON VALLEY EAST
3003 TASMAN DRIVE
SANTA CLARA, CALIFORNIA 95054
Correspondent:
CHRISTOPHER E. KONDRACKI
2001 JEFFERSON DAVIS HIGHWAY
SUITE 505
ARLINGTON, VA 22202
Assignment: 10
Reel/Frame:
017034/0843Recorded: 10/03/2005Pages: 26
Conveyance:
RELEASE BY SECURED PARTY (SEE DOCUMENT FOR DETAILS).
Assignor:
SILICON VALLEY BANK
Exec Dt:
09/21/2005
Assignee:
NEWRIVER INC
200 BRICKSTONE SQUARE 5TH FLOOR
ANDOVER, MASSACHUSETTS 1810
Correspondent:
SILICON VALLEY BANK
3003 TASMAN DRIVE
LOAN COLLATERAL HF154
SANTA CLARA, CA 95054
Assignment: 11
Reel/Frame:
018148/0901Recorded: 08/07/2006Pages: 4
Conveyance:
ASSIGNMENT OF ASSIGNORS INTEREST (SEE DOCUMENT FOR DETAILS).
Assignor:
NEWRIVER, INC.
Exec Dt:
06/06/2006
Assignee:
HORIZON TECHNOLOGY FUNDING COPANY LLC
76 BATTERSON PARK ROAD
FARMINGTON, CONNECTICUT 06032
Correspondent:
JOHN C. BOMBARA
HORIZON TECHNOLOGY FUNDING COMPANY, LLC
76 BATTERSON PARK ROAD
FARMINGTON, CONNECTICUT 06032
Assignment: 12
Reel/Frame:
020156/0380Recorded: 11/07/2007Pages: 18
Conveyance:
SECURITY AGREEMENT
Assignor:
NEWRIVER, INC.
Exec Dt:
10/25/2007
Assignee:
SILICON VALLEY BANK
3003 TASMAN DRIVE
SANTA CLARA, CALIFORNIA 95054
Correspondent:
CHRISTOPHER E. KONDRACKI
2001 JEFFERSON DAVIS, HWY., SUITE 1007
ARLINGTON, VA 22202
Assignment: 13
Reel/Frame:
020462/0686Recorded: 02/05/2008Pages: 13
Conveyance:
SECURITY AGREEMENT
Assignor:
NEWRIVER, INC.
Exec Dt:
01/14/2008
Assignee:
LAZARD TECHNOLOGY PARTNERS II, LP
30 ROCKEFELLER PLAZA
61ST FLOOR
NEW YORK, NEW YORK 10020
Correspondent:
MICHAEL J. BEVILACQUA
60 STATE STREET
WILMER CUTLER PICKERING HALE & DORR LLP
BOSTON, MA 02109
Assignment: 14
Reel/Frame:
020403/0893Recorded: 01/25/2008Pages: 6
Conveyance:
TERMINATION OF INTELLECTUAL PROPERTY SECURITY AGREEMENT AT REEL 013835 FRAME 0833
Assignor:
LAZARD TECHNOLOGY PARTNERS II, LP
Exec Dt:
01/24/2008
Assignee:
NEWRIVER, INC.
200 BRICKSTONE SQUARE
5TH FLOOR
ANDOVER, MASSACHUSETTS 01810
Correspondent:
MICHAEL J. BEVILACQUA, ESQ.
WILMER CUTLER PICKERING HALE AND DORRLLP
60 STATE STREET
BOSTON, MA 02109
Assignment: 15
Reel/Frame:
021253/0149Recorded: 07/14/2008Pages: 7
Conveyance:
SECURITY INTEREST (SEE DOCUMENT FOR DETAILS).
Assignor:
NEWRIVER, INC.
Exec Dt:
06/26/2008
Assignees:
COMPASS HORIZON FUNDING COMPANY LLC
76 BATTERSON PARK ROAD
FARMINGTON, CONNECTICUT 06032
HORIZON TECHNOLOGY FUNDING COMPANY V LLC
76 BATTERSON PARK ROAD
FARMINGTON, CONNECTICUT 06032
Correspondent:
JOHN C. BOMBARA
HORIZON TECHNOLOGY FUNDING COMPANY LLC
76 BATTERSON PARK ROAD
FARMINGTON, CONNECTICUT 06032
Assignment: 16
Reel/Frame:
021380/0606Recorded: 08/08/2008Pages: 2
Conveyance:
RELEASE
Assignor:
NEWRIVER, INC.
Exec Dt:
06/26/2008
Assignee:
HORIZON TECHNOLOGY FUNDING COMPANY LLC
76 BATTERSON PARK ROAD
FARMINGTON, CONNECTICUT 06032
Correspondent:
JOHN C. BOMBARA
HORIZON TECHNOLOGY FUNDING COMPANY LLC
76 BATTERSON PARK ROAD
FARMINGTON, CONNECTICUT 06032
Assignment: 17
Reel/Frame:
024850/0288Recorded: 08/18/2010Pages: 8
Conveyance:
TERMINATION OF SECURITY INTEREST IN PATENTS AND TRADEMARKS AT REEL 021253 FRAME 0149
Assignors:
COMPASS HORIZON FUNDING COMPANY LLC
Exec Dt:
08/16/2010
HORIZON TECHNOLOGY FUNDING COMPANY V LLC
Exec Dt:
08/16/2010
Assignee:
NEWRIVER, INC.
200 BRICKSTONE SQUARE
5TH FLOOR
ANDOVER, MASSACHUSETTS 01810
Correspondent:
MICHAEL J. BEVILACQUA, ESQ.
WILMER CUTLER PICKERING HALE AND DORRLLP
60 STATE STREET
BOSTON, MA 02109
Assignment: 18
Reel/Frame:
024850/0330Recorded: 08/18/2010Pages: 5
Conveyance:
RELEASE OF SECURITY INTEREST AT REEL 012865 FRAME 0308
Assignor:
COMERICA BANK-CALIFORNIA
Exec Dt:
08/17/2010
Assignee:
NEWRIVER, INC.
200 BRICKSTONE SQUARE
5TH FLOOR
ANDOVER, MASSACHUSETTS 01810
Correspondent:
MICHAEL J. BEVILACQUA, ESQ.
WILMER CUTLER PICKERING HALE AND DORRLLP
60 STATE STREET
BOSTON, MA 02109
Assignment: 19
Reel/Frame:
024850/0303Recorded: 08/18/2010Pages: 7
Conveyance:
TERMINATION OF INTELLECTUAL PROPERTY SECURITY AGREEMENT AT REEL 020156 FRAME 0380
Assignor:
SILICON VALLEY BANK
Exec Dt:
08/18/2010
Assignee:
NEWRIVER, INC.
200 BRICKSTONE SQUARE
5TH FLOOR
ANDOVER, MASSACHUSETTS 01810
Correspondent:
MICHAEL J. BEVILACQUA, ESQ.
WILMER CUTLER PICKERING HALE AND DORRLLP
60 STATE STREET
BOSTON, MA 02109
Assignment: 20
Reel/Frame:
024850/0320Recorded: 08/18/2010Pages: 5
Conveyance:
TERMINATION OF INTELLECTUAL PROPERTY SECURITY AGREEMENT AT REEL 014227 FRAME 0261
Assignor:
SILICON VALLEY BANK DBA SILICON VALLEY EAST
Exec Dt:
08/18/2010
Assignee:
NEWRIVER, INC.
200 BRICKSTONE SQUARE
5TH FLOOR
ANDOVER, MASSACHUSETTS 01810
Correspondent:
MICHAEL J. BEVILACQUA, ESQ.
WILMER CUTLER PICKERING HALE AND DORRLLP
60 STATE STREET
BOSTON, MA 02109
Assignment: 21
Reel/Frame:
024850/0921Recorded: 08/19/2010Pages: 7
Conveyance:
TERMINATION OF INTELLECTUAL PROPERTY SECURITY AGREEMENT AT REEL 020462 FRAME 0686
Assignor:
LAZARD TECHNOLOGY PARTNERS II, LP
Exec Dt:
08/18/2010
Assignee:
NEWRIVER, INC.
200 BRICKSTONE SQUARE
5TH FLOOR
ANDOVER, MASSACHUSETTS 01810
Correspondent:
MICHAEL J. BEVILACQUA, ESQ.
WILMER CUTLER PICKERING HALE AND DORRLLP
60 STATE STREET
BOSTON, MA 02109
Assignment: 22
Reel/Frame:
024864/0762Recorded: 08/23/2010Pages: 4
Conveyance:
TERMINATION OF PATENTS SECURITY AGREEMENT AT REEL 011934 FRAME 0504
Assignor:
BANK OF AMERICA, N.A., SUCCESSOR BY MERGER TO FLEET NATIONAL BANK
Exec Dt:
08/23/2010
Assignee:
NEWRIVER, INC.
200 BRICKSTONE SQUARE
5TH FLOOR
ANDOVER, MASSACHUSETTS 01810
Correspondent:
MICHAEL J. BEVILACQUA, ESQ.
WILMER CUTLER PICKERING HALE AND DORRLLP
60 STATE STREET
BOSTON, MA 02109
Assignment: 23
Reel/Frame:
024874/0216Recorded: 08/23/2010Pages: 4
Conveyance:
TERMINATION OF PATENTS SECURITY AGREEMENT AT REEL 010004 FRAME 0666
Assignor:
BANK OF AMERICA, N.A., SUCCESSOR BY MERGER TO FLEET NATIONAL BANK
Exec Dt:
08/23/2010
Assignee:
NEWRIVER INVESTOR COMMUNICATION, INC.
200 BRICKSTONE SQUARE
5TH FLOOR
ANDOVER, MASSACHUSETTS 01810
Correspondent:
MICHAEL J. BEVILACQUA, ESQ.
WILMER CUTLER PICKERING HALE AND DORRLLP
60 STATE STREET
BOSTON, MA 02109
Assignment: 24
Reel/Frame:
026767/0062Recorded: 08/17/2011Pages: 7
Conveyance:
CHANGE OF NAME (SEE DOCUMENT FOR DETAILS).
Assignor:
NEWRIVER, INC.
Exec Dt:
08/24/2010
Assignee:
BROADRIDGE CONTENT SOLUTIONS, INC.
2 JOURNAL SQUARE
JERSEY CITY, NEW JERSEY 07306
Correspondent:
GREENBERG TRAURIG, LLP
MET LIFE BUILDING
200 PARK AVENUE
NEW YORK, NY 10166
Assignment: 25
Reel/Frame:
032644/0922Recorded: 04/10/2014Pages: 5
Conveyance:
MERGER (SEE DOCUMENT FOR DETAILS).
Assignor:
BROADRIDGE CONTENT SOLUTIONS, INC.
Exec Dt:
06/13/2011
Assignee:
BROADRIDGE INVESTOR COMMUNICATION SOLUTIONS, INC.
51 MERCEDES WAY
EDGEWOOD, NEW YORK 11717
Correspondent:
GREENBERG TRAURIG, LLP
200 PARK AVENUE
P.O. BOX 677
FLORHAM PARK, NJ 07932

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