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Patent Assignment Abstract of Title
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Total Assignments: 6
Patent #:
7574399
Issue Dt:
08/11/2009
Application #:
11974468
Filing Dt:
10/12/2007
Publication #:
20080040258
Pub Dt:
02/14/2008
Inventors:
Clifford J. WEBER, Carol ALEXANDER, Charles A. BAKER, Jason MACQUEEN, Gary L. GASTINEAU et al
Title:
HEDGING EXCHANGE TRADED MUTUAL FUNDS OR OTHER PORTFOLIO BASKET PRODUCTS
Assignment: 1
Reel/Frame:
020345/0368Recorded: 01/09/2008Pages: 6
Conveyance:
ASSIGNMENT OF ASSIGNORS INTEREST (SEE DOCUMENT FOR DETAILS).
Assignors:
WEBER, CLIFFORD
Exec Dt:
09/03/2002
ALEXANDER, CAROL
Exec Dt:
10/09/2002
BAKER, CHARLES
Exec Dt:
09/04/2002
Assignee:
AMERICAN STOCK EXCHANGE, LLC
86 TRINITY PLACE
NEW YORK, NEW YORK 10006-1872
Correspondent:
MICHAEL J. STIMSON
HOWREY LLP
2941 FAIRVIEW PARK DRIVE, SUITE 200
FALLS CHURCH, VIRGINIA 22042
Assignment: 2
Reel/Frame:
020345/0238Recorded: 01/09/2008Pages: 6
Conveyance:
ASSIGNMENT OF ASSIGNORS INTEREST (SEE DOCUMENT FOR DETAILS).
Assignors:
MACQUEEN, JASON
Exec Dt:
08/18/2004
GASTINEAU, GARY
Exec Dt:
08/27/2004
NORMAN, TERRY
Exec Dt:
09/10/2004
Assignee:
AMERICAN STOCK EXCHANGE, LLC
86 TRINITY PLACE
NEW YORK, NEW YORK 10006-1872
Correspondent:
MICHAEL J. STIMSON
HOWREY LLP
2941 FAIRVIEW PARK DRIVE, SUITE 200
FALLS CHURCH, VA 22042
Assignment: 3
Reel/Frame:
021861/0089Recorded: 11/19/2008Pages: 5
Conveyance:
MERGER (SEE DOCUMENT FOR DETAILS).
Assignor:
AMERICAN STOCK EXCHANGE LLC
Exec Dt:
09/30/2008
Assignee:
NYSE ALTERNEXT US LLC
20 BROAD STREET
NEW YORK, NEW YORK 10005
Correspondent:
MICHAEL J. STIMSON
HOWREY LLP
2941 FAIRVIEW PARK DRIVE, SUITE 200
FALLS CHURCH, VIRGINIA 22042
Assignment: 4
Reel/Frame:
023882/0595Recorded: 02/02/2010Pages: 3
Conveyance:
CHANGE OF NAME (SEE DOCUMENT FOR DETAILS).
Assignor:
NYSE ALTERNEXT US LLC
Exec Dt:
03/18/2009
Assignee:
NYSE AMEX LLC
20 BROAD STREET
NEW YORK, NEW YORK 10005
Correspondent:
MICHAEL J. STIMSON
HOWREY LLP
2941 FAIRVIEW PARK DRIVE, SUITE 200
FALLS CHURCH, VIRGINIA 22042
Assignment: 5
Reel/Frame:
028469/0482Recorded: 06/29/2012Pages: 5
Conveyance:
CHANGE OF NAME (SEE DOCUMENT FOR DETAILS).
Assignor:
NYSE AMEX LLC
Exec Dt:
05/14/2012
Assignee:
NYSE MKT LLC
20 BROAD STREET
NEW YORK, NEW YORK 10005
Correspondent:
BUCKLEY, MASCHOFF & TALWALKAR LLC
50 LOCUST AVENUE
NEW CANAAN, CT 06840
Assignment: 6
Reel/Frame:
046159/0872Recorded: 05/15/2018Pages: 4
Conveyance:
CHANGE OF NAME (SEE DOCUMENT FOR DETAILS).
Assignor:
NYSE MKT LLC
Exec Dt:
07/21/2017
Assignee:
NYSE AMERICAN LLC
11 WALL STREET
NEW YORK, NEW YORK 10005
Correspondent:
PAUL A. TAUFER, DLA PIPER LLP (US)
1650 MARKET STREET, SUITE 4900
PHILADELPHIA, PA 19103

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