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Patent Assignment Abstract of Title
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Total Assignments: 5
Patent #:
7822678
Issue Dt:
10/26/2010
Application #:
12198003
Filing Dt:
08/25/2008
Publication #:
20080313100
Pub Dt:
12/18/2008
Inventors:
Clifford J. Weber, Carol Alexander, Jason Macqueen, Charles A. Baker, Gary L. Gastineau et al
Title:
SYSTEMS AND METHODS FOR TRADING ACTIVELY MANAGED FUNDS
Assignment: 1
Reel/Frame:
021454/0434Recorded: 08/27/2008Pages: 7
Conveyance:
ASSIGNMENT OF ASSIGNORS INTEREST (SEE DOCUMENT FOR DETAILS).
Assignors:
WEBER, CLIFFORD
Exec Dt:
03/24/2004
ALEXANDER, CAROL
Exec Dt:
05/12/2004
BAKER, CHARLES
Exec Dt:
03/30/2006
MACQUEEN, JASON
Exec Dt:
03/17/2004
GASTINEAU, GARY
Exec Dt:
03/19/2004
NORMAN, TERRY
Exec Dt:
03/17/2008
Assignee:
AMERICAN STOCK EXCHANGE, LLC, THE
86 TRINITY PLACE
NEW YORK, NEW YORK 10006-1872
Correspondent:
MICHAEL J. STIMSON
HOWREY LLP
2941 FAIR VIEW PARK DRIVE, SUITE 200
FALLS CHURCH, VA 22042
Assignment: 2
Reel/Frame:
021861/0089Recorded: 11/19/2008Pages: 5
Conveyance:
MERGER (SEE DOCUMENT FOR DETAILS).
Assignor:
AMERICAN STOCK EXCHANGE LLC
Exec Dt:
09/30/2008
Assignee:
NYSE ALTERNEXT US LLC
20 BROAD STREET
NEW YORK, NEW YORK 10005
Correspondent:
MICHAEL J. STIMSON
HOWREY LLP
2941 FAIRVIEW PARK DRIVE, SUITE 200
FALLS CHURCH, VIRGINIA 22042
Assignment: 3
Reel/Frame:
023882/0595Recorded: 02/02/2010Pages: 3
Conveyance:
CHANGE OF NAME (SEE DOCUMENT FOR DETAILS).
Assignor:
NYSE ALTERNEXT US LLC
Exec Dt:
03/18/2009
Assignee:
NYSE AMEX LLC
20 BROAD STREET
NEW YORK, NEW YORK 10005
Correspondent:
MICHAEL J. STIMSON
HOWREY LLP
2941 FAIRVIEW PARK DRIVE, SUITE 200
FALLS CHURCH, VIRGINIA 22042
Assignment: 4
Reel/Frame:
028469/0482Recorded: 06/29/2012Pages: 5
Conveyance:
CHANGE OF NAME (SEE DOCUMENT FOR DETAILS).
Assignor:
NYSE AMEX LLC
Exec Dt:
05/14/2012
Assignee:
NYSE MKT LLC
20 BROAD STREET
NEW YORK, NEW YORK 10005
Correspondent:
BUCKLEY, MASCHOFF & TALWALKAR LLC
50 LOCUST AVENUE
NEW CANAAN, CT 06840
Assignment: 5
Reel/Frame:
046159/0872Recorded: 05/15/2018Pages: 4
Conveyance:
CHANGE OF NAME (SEE DOCUMENT FOR DETAILS).
Assignor:
NYSE MKT LLC
Exec Dt:
07/21/2017
Assignee:
NYSE AMERICAN LLC
11 WALL STREET
NEW YORK, NEW YORK 10005
Correspondent:
PAUL A. TAUFER, DLA PIPER LLP (US)
1650 MARKET STREET, SUITE 4900
PHILADELPHIA, PA 19103

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