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Reel/Frame:	022932/0669			Pages:	5
		Recorded:	07/09/2009
Attorney Dkt #:	17213.0007
Conveyance:	SECURITY AGREEMENT

Total properties: 30

Patent #:	6625346	Issue Dt:	09/23/2003	Application #:	09938426	Filing Dt:	08/23/2001
Publication #:	US20020131687	Pub Dt:	09/19/2002
Title:	RECONFIGURABLE OPTICAL ADD-DROP MULTIPLEXERS WITH SERVO CONTROL AND DYNAMIC SPECTRAL POWER MANAGEMENT CAPABILITIES

Patent #:	6507685	Issue Dt:	01/14/2003	Application #:	09961565	Filing Dt:	09/20/2001
Title:	METHOD AND APPARATUS FOR SERVO-BASED SPECTRAL ARRAY ALIGNMENT IN OPTICAL SYSTEMS

Patent #:	6504976	Issue Dt:	01/07/2003	Application #:	09992778	Filing Dt:	11/14/2001
Title:	SPECTRAL POWER MONITORS WITH ACTIVE ALIGNMENT COMPENSATION

Patent #:	6687431	Issue Dt:	02/03/2004	Application #:	10005714	Filing Dt:	11/07/2001
Publication #:	US20020131688	Pub Dt:	09/19/2002
Title:	RECONFIGURABLE OPTICAL ADD-DROP MULTIPLEXERS WITH SERVO CONTROL AND DYNAMIC SPECTRAL POWER MANAGEMENT CAPABILITIES

Patent #:	6753960	Issue Dt:	06/22/2004	Application #:	10006533	Filing Dt:	12/05/2001
Title:	OPTICAL SPECTRAL POWER MONITORS EMPLOYING FREQUENCY-DIVISION-MULTIPLEXING DETECTION SCHEMES

Patent #:	6804428	Issue Dt:	10/12/2004	Application #:	10022303	Filing Dt:	12/14/2001
Title:	OPTICAL SPECTRAL POWER MONITORS EMPLOYING POLARIZATION DEVERSITY SCHEME

Patent #:	7177496	Issue Dt:	02/13/2007	Application #:	10033549	Filing Dt:	12/27/2001
Title:	OPTICAL SPECTRAL POWER MONITORS EMPLOYING TIME-DIVISION-MULTIPLEXING DETECTION SCHEMES

Patent #:	6549699	Issue Dt:	04/15/2003	Application #:	10060493	Filing Dt:	01/29/2002
Publication #:	US20020131690	Pub Dt:	09/19/2002
Title:	RECONFIGURABLE ALL-OPTICAL MULTIPLEXERS WITH SIMULTANEOUS ADD-DROP CAPABILITY

Patent #:	6760511	Issue Dt:	07/06/2004	Application #:	10076145	Filing Dt:	02/14/2002
Publication #:	US20020131691	Pub Dt:	09/19/2002
Title:	RECONFIGURABLE OPTICAL ADD-DROP MULTIPLEXERS EMPLOYING POLARIZATION DIVERSITY

Patent #:	6661948	Issue Dt:	12/09/2003	Application #:	10143651	Filing Dt:	05/08/2002
Publication #:	US20020131698	Pub Dt:	09/19/2002
Title:	RECONFIGURABLE OPTICAL ADD AND DROP MODULES WITH SERVO CONTROL AND DYNAMIC SPECTRAL POWER MANAGEMENT CAPABILITIES

Patent #:	6695457	Issue Dt:	02/24/2004	Application #:	10159153	Filing Dt:	05/31/2002
Publication #:	US20040017625	Pub Dt:	01/29/2004
Title:	BULK SILICON MIRRORS WITH HINGES UNDERNEATH

Patent #:	7164859	Issue Dt:	01/16/2007	Application #:	10229922	Filing Dt:	08/28/2002
Publication #:	US20030043471	Pub Dt:	03/06/2003
Title:	FREE-SPACE DYNAMIC WAVELENGTH ROUTING SYSTEMS WITH INTERLEAVED CHANNELS FOR ENHANCED PERFORMANCE

Patent #:	7057796	Issue Dt:	06/06/2006	Application #:	10654830	Filing Dt:	09/03/2003
Title:	MICROMIRROR POSITION SENSING UNITS FOR RECONFIGURABLE OPTICAL SYSTEMS

Patent #:	6820988	Issue Dt:	11/23/2004	Application #:	10716841	Filing Dt:	11/18/2003
Publication #:	US20040100706	Pub Dt:	05/27/2004
Title:	BULK SILICON MIRRORS WITH HINGES UNDERNEATH

Patent #:	6879750	Issue Dt:	04/12/2005	Application #:	10745364	Filing Dt:	12/22/2003
Publication #:	US20040136648	Pub Dt:	07/15/2004
Title:	RECONFIGURABLE OPTICAL ADD-DROP MULTIPLEXERS WITH SERVO CONTROL AND DYNAMIC SPECTRAL POWER MANAGEMENT CAPABILITIES

Patent #:	7209274	Issue Dt:	04/24/2007	Application #:	10751034	Filing Dt:	12/31/2003
Publication #:	US20040160687	Pub Dt:	08/19/2004
Title:	HIGH FILL-FACTOR BULK SILICON MIRRORS

Patent #:	6909819	Issue Dt:	06/21/2005	Application #:	10825897	Filing Dt:	04/16/2004
Title:	SYSTEM AND METHOD FOR CANCELING DISTURBANCE MEMS DEVICES

Patent #:	RE39331	Issue Dt:	10/10/2006	Application #:	11027584	Filing Dt:	12/31/2004
Title:	RECONFIGURABLE OPTICAL ADD-DROP MULTIPLEXERS WITH SERVO CONTROL AND DYNAMIC SPECTRAL POWER MANAGEMENT CAPABILITIES

Patent #:	RE39397	Issue Dt:	11/14/2006	Application #:	11027586	Filing Dt:	12/31/2004
Title:	RECONFIGURABLE OPTICAL ADD-DROP MULTIPLEXERS WITH SERVO CONTROL AND DYNAMIC SPECTRAL POWER MANAGEMENT CAPABILITIES

Patent #:	RE39525	Issue Dt:	03/20/2007	Application #:	11027587	Filing Dt:	12/31/2004
Title:	RECONFIGURABLE OPTICAL ADD AND DROP MODULES WITH SERVO CONTROL AND DYNAMIC SPECTRAL POWER MANAGEMENT CAPABILITIES

Patent #:	RE39411	Issue Dt:	11/28/2006	Application #:	11027588	Filing Dt:	12/31/2004
Title:	RECONFIGURABLE ALL-OPTICAL MULTIPLEXERS WITH SIMULTANEOUS ADD-DROP CAPABILITY

Patent #:	RE39515	Issue Dt:	03/13/2007	Application #:	11027589	Filing Dt:	12/31/2004
Title:	RECONFIGURABLE OPTICAL ADD-DROP MULTIPLEXERS EMPLOYING POLARIZATION DIVERSITY

Patent #:	7263253	Issue Dt:	08/28/2007	Application #:	11103839	Filing Dt:	04/11/2005
Publication #:	US20060228072	Pub Dt:	10/12/2006
Title:	OPTIMIZED RECONFIGURABLE OPTICAL ADD-DROP MULTIPLEXER ARCHITECTURE WITH MEMS-BASED ATTENUATION OR POWER MANAGEMENT

Patent #:	7352927	Issue Dt:	04/01/2008	Application #:	11104143	Filing Dt:	04/11/2005
Publication #:	US20060228070	Pub Dt:	10/12/2006
Title:	OPTICAL ADD-DROP MULTIPLEXER ARCHITECTURE WITH REDUCED EFFECT OF MIRROR EDGE DIFFRACTION

Patent #:	7567756	Issue Dt:	07/28/2009	Application #:	11197934	Filing Dt:	08/03/2005
Publication #:	US20070166034	Pub Dt:	07/19/2007
Title:	METHOD OF AUTOMATIC ADJUSTMENT OF DITHER AMPLITUDE OF MEMS MIRROR ARRAYS

Patent #:	7346234	Issue Dt:	03/18/2008	Application #:	11317450	Filing Dt:	12/22/2005
Publication #:	US20060228071	Pub Dt:	10/12/2006
Title:	REDUCTION OF MEMS MIRROR EDGE DIFFRACTION IN A WAVELENGTH SELECTIVE SWITCH USING SERVO-BASED MULTI-AXES ROTATION

Patent #:	7362930	Issue Dt:	04/22/2008	Application #:	11469394	Filing Dt:	08/31/2006
Publication #:	US20080008415	Pub Dt:	01/10/2008
Title:	REDUCTION OF MEMS MIRROR EDGE DIFFRACTION IN A WAVELENGTH SELECTIVE SWITCH USING SERVO-BASED ROTATION ABOUT MULTIPLE NON-ORTHOGONAL AXES

Patent #:	7574079	Issue Dt:	08/11/2009	Application #:	11868415	Filing Dt:	10/05/2007
Title:	EXOGENOUS TONE DITHER REJECTION IN OPTICAL SWITCHING

Patent #:	8203789	Issue Dt:	06/19/2012	Application #:	12325937	Filing Dt:	12/01/2008
Title:	DOUBLE-PASS DIFFRACTION GRATING

Patent #:	7863752	Issue Dt:	01/04/2011	Application #:	12392947	Filing Dt:	02/25/2009
Publication #:	US20100214643	Pub Dt:	08/26/2010
Title:	MEMS DEVICE WITH INTEGRATED VIA AND SPACER

Assignor

CAPELLA PHONTONICS, INC.

Exec Dt:

05/01/2009

Assignees

TEATON CAPITAL COMPANY

3000 SAND HILL ROAD, SUITE 3-210

MENLO PARK, CALIFORNIA 94025

SAND HILL FINANCIAL COMPANY

3000 SAND HILL ROAD, SUITE 3-210

MENLO PARK, CALIFORNIA 94025

FORMATIVE VENTURES EMERGING TECHNOLOGIES FUND, LP

2061 AVY AVENUE

MENLO PARK, CALIFORNIA 94025

Correspondence name and address
	HOWARD RICE NEMEROVSKI CANADY FALK & RAB
	3 EMBARCADERO CENTER, 7TH FL.
	ATTN: STACIE S. JEONG, ESQ.
	SAN FRANCISCO, CA 94111-4024

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