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Patent Assignment Details

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Reel/Frame:	060025/0124			Pages:	5
		Recorded:	05/26/2022
Attorney Dkt #:	1216
Conveyance:	ASSIGNMENT OF ASSIGNORS INTEREST (SEE DOCUMENT FOR DETAILS).

Total properties: 12

Patent #:	7444300	Issue Dt:	10/28/2008	Application #:	11141243	Filing Dt:	05/31/2005
Title:	METHOD AND SYSTEM FOR IMPROVED FUND INVESTMENT AND TRADING PROCESSES

Patent #:	7689501	Issue Dt:	03/30/2010	Application #:	11714922	Filing Dt:	03/07/2007
Title:	METHODS, SYSTEMS, AND COMPUTER PROGRAM PRODUCTS FOR MANAGING MULTIPLE INVESTMENT FUNDS AND ACCOUNTS USING A COMMON INVESTMENT PROCESS

Patent #:	7496531	Issue Dt:	02/24/2009	Application #:	11714923	Filing Dt:	03/07/2007
Title:	METHODS, SYSTEMS, AND COMPUTER PROGRAM PRODUCTS FOR TRADING FINANCIAL INSTRUMENTS ON AN EXCHANGE

Patent #:	8655765	Issue Dt:	02/18/2014	Application #:	12056958	Filing Dt:	03/27/2008
Title:	METHODS, SYSTEMS AND COMPUTER PROGRAM PRODUCTS FOR AUTOMATED INCORPORATION OF TRADED FUND SHARES IN QUALIFIED RETIREMENT PLANS

Patent #:	8131621	Issue Dt:	03/06/2012	Application #:	12056980	Filing Dt:	03/27/2008
Title:	METHODS, SYSTEMS, AND COMPUTER PROGRAM PRODUCTS FOR PROVIDING RISK MANAGEMENT INFORMATION AND TOOLS TO TRADERS IN FUND SHARES

Patent #:	8306901	Issue Dt:	11/06/2012	Application #:	12425044	Filing Dt:	04/16/2009
Title:	METHODS, SYSTEMS, AND COMPUTER PROGRAM PRODUCTS FOR OBTAINING BEST EXECUTION OF ORDERS TO BUY OR SELL A FINANCIAL INSTRUMENT FOR WHICH A NET ASSET VALUE IS PERIODICALLY CALCULATED

Patent #:	8332307	Issue Dt:	12/11/2012	Application #:	13089695	Filing Dt:	04/19/2011
Title:	VARIANTS OF NAV-BASED TRADING FOR LESS CLOSELY-LINKED COMPONENTS OF INDEX ARBITRAGE COMPLEXES

Patent #:	8452682	Issue Dt:	05/28/2013	Application #:	13360150	Filing Dt:	01/27/2012
Title:	METHODS, SYSTEMS, AND COMPUTER PROGRAM PRODUCTS FOR FACILITATING NON-TRANSPARENT EXCHANGE-TRADED FUND SHARE CREATIONS AND REDEMPTIONS WITH OPTIONAL EARLY CUTOFF TIMES

Patent #:	8577787	Issue Dt:	11/05/2013	Application #:	13648780	Filing Dt:	10/10/2012
Title:	METHODS, SYSTEMS, AND COMPUTER PROGRAM PRODUCTS FOR OBTAINING BEST EXECUTION OF ORDERS TO BUY OR SELL A FINANCIAL INSTRUMENT FOR WHICH A NET ASSET VALUE IS PERIODICALLY CALCULATED

Patent #:	10504176	Issue Dt:	12/10/2019	Application #:	13665547	Filing Dt:	10/31/2012
Publication #:	US20130060676	Pub Dt:	03/07/2013
Title:	VARIANTS OF NAV-BASED TRADING FOR LESS CLOSELY-LINKED COMPONENTS OF INDEX ARBITRAGE COMPLEXES

Patent #:	10360630	Issue Dt:	07/23/2019	Application #:	15442236	Filing Dt:	02/24/2017
Publication #:	US20170249699	Pub Dt:	08/31/2017
Title:	Basket Creation System and Method

Patent #:	11055778	Issue Dt:	07/06/2021	Application #:	16433605	Filing Dt:	06/06/2019
Publication #:	US20190333151	Pub Dt:	10/31/2019
Title:	Basket Creation System and Method

Assignor

Exec Dt:

05/23/2022

Assignee

1585 BROADWAY

NEW YORK, NEW YORK 10036

Correspondence name and address
	RICHARD L. SAMPSON
	ONE BOSTON PLACE, SUITE 37TH FLOOR
	BOSTON, MA 02108

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