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Patent Assignment Details
NOTE:Results display only for issued patents and published applications. For pending or abandoned applications please consult USPTO staff.

Reel/Frame:021253/0149   Pages: 7
Recorded: 07/14/2008
Conveyance: SECURITY INTEREST (SEE DOCUMENT FOR DETAILS).
Total properties: 33
1
Patent #:
6782506
Issue Dt:
08/24/2004
Application #:
09023039
Filing Dt:
02/12/1998
Title:
OBTAINING CONSENT FOR ELECTRONIC DELIVERY OF COMPLIANCE INFORMATION
2
Patent #:
6122635
Issue Dt:
09/19/2000
Application #:
09023979
Filing Dt:
02/13/1998
Title:
MAPPING COMPLIANCE INFORMATION INTO USEABLE FORMAT FOR A PARTICULAR MUTUAL FUND
3
Patent #:
NONE
Issue Dt:
Application #:
09785630
Filing Dt:
02/16/2001
Publication #:
US20010056387
Pub Dt:
12/27/2001
Title:
Method and apparatus for providing financial transaction data via the internet
4
Patent #:
7028190
Issue Dt:
04/11/2006
Application #:
09989240
Filing Dt:
11/20/2001
Publication #:
US20020065896
Pub Dt:
05/30/2002
Title:
METHOD AND SYSTEM FOR ELECTRONIC DELIVERY OF SENSITIVE INFORMATION
5
Patent #:
NONE
Issue Dt:
Application #:
10035966
Filing Dt:
11/09/2001
Publication #:
US20020055898
Pub Dt:
05/09/2002
Title:
Obtaining consent for electronic delivery of compliance information
6
Patent #:
NONE
Issue Dt:
Application #:
10135834
Filing Dt:
04/30/2002
Publication #:
US20030204461
Pub Dt:
10/30/2003
Title:
System for mapping financial disclosure data into compliance information
7
Patent #:
NONE
Issue Dt:
Application #:
10821121
Filing Dt:
04/08/2004
Publication #:
US20050102313
Pub Dt:
05/12/2005
Title:
System for locating data elements within originating data sources
8
Patent #:
7797209
Issue Dt:
Application #:
10877904
Filing Dt:
06/25/2004
Publication #:
US20050125316
Pub Dt:
06/09/2005
Title:
METHOD FOR CREATING AND DELIVERING CUSTOMIZED COMPLIANCE INFORMATION
9
Patent #:
7363489
Issue Dt:
04/22/2008
Application #:
11319931
Filing Dt:
12/28/2005
Publication #:
US20060236404
Pub Dt:
10/19/2006
Title:
METHOD AND SYSTEM FOR ELECTRONIC DELIVERY OF SENSITIVE INFORMATION
10
Patent #:
NONE
Issue Dt:
Application #:
11804777
Filing Dt:
05/21/2007
Publication #:
US20070219887
Pub Dt:
09/20/2007
Title:
Obtaining consent for electronic delivery of compliance information
11
Patent #:
7885872
Issue Dt:
02/08/2011
Application #:
11804781
Filing Dt:
05/21/2007
Publication #:
US20070219821
Pub Dt:
09/20/2007
Title:
OBTAINING CONSENT FOR ELECTRONIC DELIVERY OF COMPLIANCE INFORMATION
12
Patent #:
7890399
Issue Dt:
02/15/2011
Application #:
11804782
Filing Dt:
05/21/2007
Publication #:
US20070226100
Pub Dt:
09/27/2007
Title:
OBTAINING CONSENT FOR ELECTRONIC DELIVERY OF COMPLIANCE INFORMATION
13
Patent #:
NONE
Issue Dt:
Application #:
11804783
Filing Dt:
05/21/2007
Publication #:
US20070226101
Pub Dt:
09/27/2007
Title:
Obtaining consent for electronic delivery of compliance information
14
Patent #:
7885873
Issue Dt:
02/08/2011
Application #:
11804784
Filing Dt:
05/21/2007
Publication #:
US20070219888
Pub Dt:
09/20/2007
Title:
OBTAINING CONSENT FOR ELECTRONIC DELIVERY OF COMPLIANCE INFORMATION
15
Patent #:
7885874
Issue Dt:
02/08/2011
Application #:
11804785
Filing Dt:
05/21/2007
Publication #:
US20070226102
Pub Dt:
09/27/2007
Title:
OBTAINING CONSENT FOR ELECTRONIC DELIVERY OF COMPLIANCE INFORMATION
16
Patent #:
NONE
Issue Dt:
Application #:
11804824
Filing Dt:
05/21/2007
Publication #:
US20070226103
Pub Dt:
09/27/2007
Title:
Obtaining consent for electronic delivery of compliance information
17
Patent #:
NONE
Issue Dt:
Application #:
11804826
Filing Dt:
05/21/2007
Publication #:
US20070226104
Pub Dt:
09/27/2007
Title:
Obtaining consent for electronic delivery of compliance information
18
Patent #:
NONE
Issue Dt:
Application #:
11804846
Filing Dt:
05/21/2007
Publication #:
US20070226105
Pub Dt:
09/27/2007
Title:
Obtaining consent for electronic delivery of compliance information
19
Patent #:
NONE
Issue Dt:
Application #:
11804868
Filing Dt:
05/21/2007
Publication #:
US20070219889
Pub Dt:
09/20/2007
Title:
Obtaining consent for electronic delivery of compliance information
20
Patent #:
NONE
Issue Dt:
Application #:
11804872
Filing Dt:
05/21/2007
Publication #:
US20070250340
Pub Dt:
10/25/2007
Title:
Obtaining consent for electronic delivery of compliance information
21
Patent #:
7885875
Issue Dt:
02/08/2011
Application #:
11804914
Filing Dt:
05/21/2007
Publication #:
US20070219890
Pub Dt:
09/20/2007
Title:
OBTAINING CONSENT FOR ELECTRONIC DELIVERY OF COMPLIANCE INFORMATION
22
Patent #:
NONE
Issue Dt:
Application #:
11804920
Filing Dt:
05/21/2007
Publication #:
US20070226106
Pub Dt:
09/27/2007
Title:
Obtaining consent for electronic delivery of compliance information
23
Patent #:
7885876
Issue Dt:
02/08/2011
Application #:
11804924
Filing Dt:
05/21/2007
Publication #:
US20070226107
Pub Dt:
09/27/2007
Title:
OBTAINING CONSENT FOR ELECTRONIC DELIVERY OF COMPLIANCE INFORMATION
24
Patent #:
NONE
Issue Dt:
Application #:
11804941
Filing Dt:
05/21/2007
Publication #:
US20070226108
Pub Dt:
09/27/2007
Title:
Obtaining consent for electronic delivery of compliance information
25
Patent #:
7890400
Issue Dt:
02/15/2011
Application #:
11804942
Filing Dt:
05/21/2007
Publication #:
US20070226109
Pub Dt:
09/27/2007
Title:
OBTAINING CONSENT FOR ELECTRONIC DELIVERY OF COMPLIANCE INFORMATION
26
Patent #:
NONE
Issue Dt:
Application #:
11804956
Filing Dt:
05/21/2007
Publication #:
US20070220593
Pub Dt:
09/20/2007
Title:
Obtaining consent for electronic delivery of compliance information
27
Patent #:
NONE
Issue Dt:
Application #:
11804958
Filing Dt:
05/21/2007
Publication #:
US20070226110
Pub Dt:
09/27/2007
Title:
Obtaining consent for electronic delivery of compliance information
28
Patent #:
7885877
Issue Dt:
02/08/2011
Application #:
11804959
Filing Dt:
05/21/2007
Publication #:
US20070219891
Pub Dt:
09/20/2007
Title:
OBTAINING CONSENT FOR ELECTRONIC DELIVERY OF COMPLIANCE INFORMATION
29
Patent #:
NONE
Issue Dt:
Application #:
11804960
Filing Dt:
05/21/2007
Publication #:
US20070219892
Pub Dt:
09/20/2007
Title:
Obtaining consent for electronic delivery of compliance information
30
Patent #:
7890401
Issue Dt:
02/15/2011
Application #:
11827247
Filing Dt:
07/11/2007
Publication #:
US20070261122
Pub Dt:
11/08/2007
Title:
METHOD AND SYSTEM FOR ELECTRONIC DELIVERY OF SENSITIVE INFORMATION
31
Patent #:
NONE
Issue Dt:
Application #:
12011588
Filing Dt:
01/28/2008
Publication #:
US20080195516
Pub Dt:
08/14/2008
Title:
Method for creating and delivering customized compliance information
32
Patent #:
NONE
Issue Dt:
Application #:
12123045
Filing Dt:
05/19/2008
Publication #:
US20090132431
Pub Dt:
05/21/2009
Title:
SYSTEM FOR MAPPING FINANCIAL DISCLOSURE DATA INTO COMPLIANCE INFORMATION
33
Patent #:
NONE
Issue Dt:
Application #:
12148983
Filing Dt:
04/24/2008
Publication #:
US20090125449
Pub Dt:
05/14/2009
Title:
Systems and methods for determining investment product suitability
Assignor
1
NEWRIVER, INC.
Exec Dt:
06/26/2008
Assignees
1
COMPASS HORIZON FUNDING COMPANY LLC
76 BATTERSON PARK ROAD
FARMINGTON, CONNECTICUT 06032
2
HORIZON TECHNOLOGY FUNDING COMPANY V LLC
76 BATTERSON PARK ROAD
FARMINGTON, CONNECTICUT 06032
Correspondence name and address
JOHN C. BOMBARA
HORIZON TECHNOLOGY FUNDING COMPANY LLC
76 BATTERSON PARK ROAD
FARMINGTON, CONNECTICUT 06032

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