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Patent Assignment Details
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Reel/Frame:036822/0452   Pages: 7
Recorded: 10/09/2015
Attorney Dkt #:JRL-4010-1
Conveyance: CHANGE OF NAME (SEE DOCUMENT FOR DETAILS).
Total properties: 83
1
Patent #:
6195647
Issue Dt:
02/27/2001
Application #:
08722847
Filing Dt:
09/26/1996
Title:
ON-LINE TRANSACTION PROCESSING SYSTEM FOR SECURITY TRADING
2
Patent #:
7082398
Issue Dt:
07/25/2006
Application #:
08736143
Filing Dt:
10/28/1996
Title:
MEDIA WALL FOR DISPLAYING FINANCIAL INFORMATION
3
Patent #:
6061663
Issue Dt:
05/09/2000
Application #:
09063535
Filing Dt:
04/21/1998
Title:
INDEX REBALANCING
4
Patent #:
6360246
Issue Dt:
03/19/2002
Application #:
09191655
Filing Dt:
11/13/1998
Title:
REPORT GENERATION ARCHITECTURE FOR REMOTELY GENERATED DATA
5
Patent #:
7599875
Issue Dt:
10/06/2009
Application #:
09208942
Filing Dt:
12/10/1998
Title:
DUAL QUOTE MARKET SYSTEM
6
Patent #:
7082410
Issue Dt:
07/25/2006
Application #:
09346719
Filing Dt:
07/02/1999
Title:
LINE HANDLER
7
Patent #:
7454372
Issue Dt:
11/18/2008
Application #:
09347497
Filing Dt:
07/02/1999
Title:
MARKET EVENT ALERTS AND USER ACCESS TO MONITORING DATA
8
Patent #:
7181424
Issue Dt:
02/20/2007
Application #:
09401872
Filing Dt:
09/23/1999
Title:
MONTAGE FOR AUTOMATED MARKET SYSTEM
9
Patent #:
8407116
Issue Dt:
03/26/2013
Application #:
09401873
Filing Dt:
09/23/1999
Title:
QUOTE/ORDER PROCESSING IN ELECTRONIC MARKET SYSTEM
10
Patent #:
8311926
Issue Dt:
11/13/2012
Application #:
09401875
Filing Dt:
09/23/1999
Title:
MONTAGE FOR AUTOMATED MARKET SYSTEM
11
Patent #:
7209896
Issue Dt:
04/24/2007
Application #:
09401892
Filing Dt:
09/23/1999
Title:
LOCKED/CROSSED QUOTE HANDLING
12
Patent #:
8239303
Issue Dt:
08/07/2012
Application #:
09404518
Filing Dt:
09/23/1999
Publication #:
US20020161687
Pub Dt:
10/31/2002
Title:
MATCH-OFF OF ORDER FLOW IN ELECTRONIC MARKET SYSTEM
13
Patent #:
7246092
Issue Dt:
07/17/2007
Application #:
09569524
Filing Dt:
05/12/2000
Title:
MONTAGE FOR AN ELECTRONIC MARKET
14
Patent #:
7249086
Issue Dt:
07/24/2007
Application #:
09758967
Filing Dt:
01/11/2001
Publication #:
US20020091616
Pub Dt:
07/11/2002
Title:
ARBITRAGE OF TRACKING SECURITIES
15
Patent #:
7359877
Issue Dt:
04/15/2008
Application #:
09812225
Filing Dt:
03/19/2001
Publication #:
US20020133454
Pub Dt:
09/19/2002
Title:
ODD LOT PROCESSING IN CENTRALIZED AUTOMATED MARKET SYSTEM
16
Patent #:
7660759
Issue Dt:
02/09/2010
Application #:
09841661
Filing Dt:
04/24/2001
Publication #:
US20020156717
Pub Dt:
10/24/2002
Title:
EXTENDED HOURS TRADE FILTERING
17
Patent #:
8301539
Issue Dt:
10/30/2012
Application #:
09903388
Filing Dt:
07/09/2001
Publication #:
US20030009412
Pub Dt:
01/09/2003
Title:
ORDER PROCESSING FOR AUTOMATED MARKET SYSTEM
18
Patent #:
8296216
Issue Dt:
10/23/2012
Application #:
09903390
Filing Dt:
07/09/2001
Publication #:
US20030009414
Pub Dt:
01/09/2003
Title:
DIRECTED ORDER PROCESSING FOR AUTOMATED MARKET SYSTEM
19
Patent #:
7742969
Issue Dt:
06/22/2010
Application #:
09941491
Filing Dt:
08/29/2001
Publication #:
US20030046215
Pub Dt:
03/06/2003
Title:
MARKET INDICATOR PROCESS AND METHOD
20
Patent #:
7813992
Issue Dt:
10/12/2010
Application #:
10001900
Filing Dt:
11/14/2001
Publication #:
US20030093349
Pub Dt:
05/15/2003
Title:
BALANCING ARBITRAGABLE TRACKING SECURITIES
21
Patent #:
7587346
Issue Dt:
09/08/2009
Application #:
10040912
Filing Dt:
01/07/2002
Publication #:
US20030130925
Pub Dt:
07/10/2003
Title:
AUTOMATED MARKET SYSTEM WITH SELECTABLE MATCH-OFF OF ORDER FLOW
22
Patent #:
7406447
Issue Dt:
07/29/2008
Application #:
10046652
Filing Dt:
01/14/2002
Publication #:
US20030135443
Pub Dt:
07/17/2003
Title:
OPENING PRICE PROCESS FOR TRADING SYSTEM
23
Patent #:
7809627
Issue Dt:
10/05/2010
Application #:
10077182
Filing Dt:
02/15/2002
Publication #:
US20030093350
Pub Dt:
05/15/2003
Title:
BALANCING ARBITRAGABLE TRACKING SECURITIES
24
Patent #:
7882010
Issue Dt:
02/01/2011
Application #:
10164753
Filing Dt:
06/07/2002
Publication #:
US20030229563
Pub Dt:
12/11/2003
Title:
OPENING PRICE PROCESS FOR TRADING SYSTEM
25
Patent #:
8396781
Issue Dt:
03/12/2013
Application #:
10206127
Filing Dt:
07/25/2002
Publication #:
US20030225645
Pub Dt:
12/04/2003
Title:
INTEREST DISSEMINATION PROCESS AND METHOD
26
Patent #:
7523062
Issue Dt:
04/21/2009
Application #:
10206129
Filing Dt:
07/25/2002
Publication #:
US20030229566
Pub Dt:
12/11/2003
Title:
SECURITIES PROCESSOR AND A METHOD OF PROCESSING ATTRIBUTABLE INTEREST MESSAGES
27
Patent #:
7921051
Issue Dt:
04/05/2011
Application #:
10206148
Filing Dt:
07/25/2002
Publication #:
US20030229567
Pub Dt:
12/11/2003
Title:
SECURITY-BASED ORDER PROCESSING TECHNIQUE
28
Patent #:
7974907
Issue Dt:
07/05/2011
Application #:
10206149
Filing Dt:
07/25/2002
Publication #:
US20030225671
Pub Dt:
12/04/2003
Title:
CONFIGURABLE SECURITY PROCESSOR IDENTIFIER TABLE
29
Patent #:
9311673
Issue Dt:
04/12/2016
Application #:
10206150
Filing Dt:
07/25/2002
Publication #:
US20030225672
Pub Dt:
12/04/2003
Title:
Security transaction matching
30
Patent #:
8244622
Issue Dt:
08/14/2012
Application #:
10206151
Filing Dt:
07/25/2002
Publication #:
US20030225673
Pub Dt:
12/04/2003
Title:
ORDER MATCHING PROCESS AND METHOD
31
Patent #:
7895112
Issue Dt:
02/22/2011
Application #:
10206316
Filing Dt:
07/25/2002
Publication #:
US20030229557
Pub Dt:
12/11/2003
Title:
ORDER BOOK PROCESS AND METHOD
32
Patent #:
7890411
Issue Dt:
02/15/2011
Application #:
10206397
Filing Dt:
07/25/2002
Publication #:
US20040024681
Pub Dt:
02/05/2004
Title:
TRADING ACTUAL SHARES OF A SECURITY IN A ROUND-LOT-BASED SYSTEM
33
Patent #:
8386362
Issue Dt:
02/26/2013
Application #:
10206810
Filing Dt:
07/25/2002
Publication #:
US20030225646
Pub Dt:
12/04/2003
Title:
INFORMATION DISTRIBUTION PROCESS AND METHOD
34
Patent #:
7933827
Issue Dt:
04/26/2011
Application #:
10206892
Filing Dt:
07/25/2002
Publication #:
US20030229568
Pub Dt:
12/11/2003
Title:
MULTI-PARALLEL ARCHITECTURE AND A METHOD OF USING THE SAME
35
Patent #:
8090640
Issue Dt:
01/03/2012
Application #:
10206894
Filing Dt:
07/25/2002
Publication #:
US20030229569
Pub Dt:
12/11/2003
Title:
ORDER DELIVERY IN A SECURITIES MARKET
36
Patent #:
7310620
Issue Dt:
12/18/2007
Application #:
10206895
Filing Dt:
07/25/2002
Publication #:
US20040024713
Pub Dt:
02/05/2004
Title:
MONITORING MARKET PARTICIPANT RESPONSES
37
Patent #:
8200556
Issue Dt:
06/12/2012
Application #:
10219453
Filing Dt:
08/15/2002
Publication #:
US20030097322
Pub Dt:
05/22/2003
Title:
ISSUER SUPPORT SERVICES
38
Patent #:
8195542
Issue Dt:
06/05/2012
Application #:
10219941
Filing Dt:
08/15/2002
Publication #:
US20030115120
Pub Dt:
06/19/2003
Title:
WEB-BASED ISSUER SUPPORT SERVICES
39
Patent #:
7406444
Issue Dt:
07/29/2008
Application #:
10267018
Filing Dt:
10/08/2002
Publication #:
US20030126065
Pub Dt:
07/03/2003
Title:
ORDER PRICE THRESHOLD FOR AUTOMATED MARKET SYSTEM
40
Patent #:
7222096
Issue Dt:
05/22/2007
Application #:
10272327
Filing Dt:
10/15/2002
Publication #:
US20030097327
Pub Dt:
05/22/2003
Title:
LINE HANDLER
41
Patent #:
7801795
Issue Dt:
09/21/2010
Application #:
10274287
Filing Dt:
10/18/2002
Publication #:
US20030126066
Pub Dt:
07/03/2003
Title:
ELECTRONIC COMMUNICATION NETWORK RANKING FOR AUTOMATED MARKET SYSTEM
42
Patent #:
7797221
Issue Dt:
09/14/2010
Application #:
10294998
Filing Dt:
11/14/2002
Publication #:
US20030172023
Pub Dt:
09/11/2003
Title:
PROPRIETARY QUOTE DATA
43
Patent #:
7801796
Issue Dt:
09/21/2010
Application #:
10301804
Filing Dt:
11/21/2002
Publication #:
US20030229574
Pub Dt:
12/11/2003
Title:
MESSAGE PRIORITIZATION PROCESS AND METHOD
44
Patent #:
7747506
Issue Dt:
06/29/2010
Application #:
10301806
Filing Dt:
11/21/2002
Publication #:
US20030229575
Pub Dt:
12/11/2003
Title:
RECIPIENT STATUS INDICATOR SYSTEM AND METHOD
45
Patent #:
7962399
Issue Dt:
06/14/2011
Application #:
10302769
Filing Dt:
11/21/2002
Publication #:
US20040019551
Pub Dt:
01/29/2004
Title:
REFRESHING DISPLAYED QUOTES FOR AUTOMATED MARKET SYSTEM
46
Patent #:
7698193
Issue Dt:
04/13/2010
Application #:
10437416
Filing Dt:
05/12/2003
Publication #:
US20040230513
Pub Dt:
11/18/2004
Title:
CLOSING PRICE DETERMINATION FOR AN AUTOMATED MARKET SYSTEM
47
Patent #:
7647264
Issue Dt:
01/12/2010
Application #:
10835510
Filing Dt:
04/28/2004
Publication #:
US20050283421
Pub Dt:
12/22/2005
Title:
CLOSING IN AN ELECTRONIC MARKET
48
Patent #:
8015098
Issue Dt:
09/06/2011
Application #:
10941398
Filing Dt:
09/15/2004
Publication #:
US20060059078
Pub Dt:
03/16/2006
Title:
SELL-SIDE BENCHMARKING OF SECURITY TRADING
49
Patent #:
7925570
Issue Dt:
04/12/2011
Application #:
11077503
Filing Dt:
03/09/2005
Publication #:
US20060206404
Pub Dt:
09/14/2006
Title:
OPENING CROSS IN ELECTRONIC MARKET
50
Patent #:
7778842
Issue Dt:
08/17/2010
Application #:
11300774
Filing Dt:
12/15/2005
Publication #:
US20060095360
Pub Dt:
05/04/2006
Title:
MEDIA WALL FOR DISPLAYING FINANCIAL INFORMATION
51
Patent #:
7792737
Issue Dt:
09/07/2010
Application #:
11553521
Filing Dt:
10/27/2006
Publication #:
US20070250454
Pub Dt:
10/25/2007
Title:
INDEX PARTICIPATION NOTES SECURITIZED BY FUTURES CONTRACTS
52
Patent #:
7747514
Issue Dt:
06/29/2010
Application #:
11553527
Filing Dt:
10/27/2006
Publication #:
US20070250434
Pub Dt:
10/25/2007
Title:
INDEX PARTICIPATION NOTES SECURITIZED BY OPTIONS CONTRACTS
53
Patent #:
7848996
Issue Dt:
12/07/2010
Application #:
11553548
Filing Dt:
10/27/2006
Publication #:
US20070250435
Pub Dt:
10/25/2007
Title:
DERIVATIVE SECURITIZED INDEX PARTICIPATION NOTES
54
Patent #:
7827094
Issue Dt:
11/02/2010
Application #:
11553549
Filing Dt:
10/27/2006
Publication #:
US20080065560
Pub Dt:
03/13/2008
Title:
TRADING OF DERIVATIVE SECURED INDEX PARTICIPATION NOTES
55
Patent #:
8046291
Issue Dt:
10/25/2011
Application #:
11553550
Filing Dt:
10/27/2006
Publication #:
US20080040291
Pub Dt:
02/14/2008
Title:
REDEMPTION OF DERIVATIVE SECURED INDEX PARTICIPATION NOTES
56
Patent #:
7769674
Issue Dt:
08/03/2010
Application #:
11553557
Filing Dt:
10/27/2006
Publication #:
US20080059357
Pub Dt:
03/06/2008
Title:
UPSIDE PARTICIPATION / DOWNSIDE PROTECTION INDEX PARTICIPATION NOTES
57
Patent #:
7778917
Issue Dt:
08/17/2010
Application #:
11553584
Filing Dt:
10/27/2006
Publication #:
US20080082438
Pub Dt:
04/03/2008
Title:
MAGNIFIED BULL AND/OR BEAR INDEX PARTICIPATION NOTES
58
Patent #:
7870056
Issue Dt:
01/11/2011
Application #:
11625127
Filing Dt:
01/19/2007
Publication #:
US20070136182
Pub Dt:
06/14/2007
Title:
MONTAGE FOR AUTOMATED MARKET SYSTEM
59
Patent #:
7680725
Issue Dt:
03/16/2010
Application #:
11780588
Filing Dt:
07/20/2007
Publication #:
US20080120252
Pub Dt:
05/22/2008
Title:
ARBITRAGE OF TRACKING SECURITIES
60
Patent #:
NONE
Issue Dt:
Application #:
12035748
Filing Dt:
02/22/2008
Publication #:
US20090216674
Pub Dt:
08/27/2009
Title:
Volatility Detection in a Non-Trading Security's Price Quotation
61
Patent #:
9026470
Issue Dt:
05/05/2015
Application #:
12255154
Filing Dt:
10/21/2008
Publication #:
US20100100500
Pub Dt:
04/22/2010
Title:
CALCULATION OF A PRICE OF A SECURITY BASED ON VOLATILITY DETECTION
62
Patent #:
NONE
Issue Dt:
Application #:
12274079
Filing Dt:
11/19/2008
Publication #:
US20090234759
Pub Dt:
09/17/2009
Title:
Auction-Based Security Valuation
63
Patent #:
8401943
Issue Dt:
03/19/2013
Application #:
12489661
Filing Dt:
06/23/2009
Publication #:
US20100030681
Pub Dt:
02/04/2010
Title:
PRICING MECHANISM FOR SECURITY VALUATION
64
Patent #:
8099353
Issue Dt:
01/17/2012
Application #:
12820169
Filing Dt:
06/22/2010
Publication #:
US20100262531
Pub Dt:
10/14/2010
Title:
MARKET INDICATOR PROCESS AND METHOD
65
Patent #:
8326737
Issue Dt:
12/04/2012
Application #:
12917545
Filing Dt:
11/02/2010
Publication #:
US20110066541
Pub Dt:
03/17/2011
Title:
OPENING CROSS IN ELECTRONIC MARKET
66
Patent #:
8515849
Issue Dt:
08/20/2013
Application #:
12981825
Filing Dt:
12/30/2010
Publication #:
US20120066148
Pub Dt:
03/15/2012
Title:
TECHNIQUES FOR PRODUCING RELATIVE PERFORMANCE BASED INDEXES WITH CORRESPONDING TRADABLE FINANCIAL PRODUCTS
67
Patent #:
9940300
Issue Dt:
04/10/2018
Application #:
13038053
Filing Dt:
03/01/2011
Publication #:
US20110219078
Pub Dt:
09/08/2011
Title:
BOARD PORTAL SUBSIDIARY MANAGEMENT SYSTEM, METHOD, AND COMPUTER PROGRAM PRODUCT
68
Patent #:
NONE
Issue Dt:
Application #:
13155951
Filing Dt:
06/08/2011
Publication #:
US20120316888
Pub Dt:
12/13/2012
Title:
APPARATUS AND METHOD FOR ISSUING A NEWS RELEASE WHILE FILING AN SEC FILING
69
Patent #:
8788683
Issue Dt:
07/22/2014
Application #:
13211831
Filing Dt:
08/17/2011
Publication #:
US20130046896
Pub Dt:
02/21/2013
Title:
SCALABLE TRANSCODING FOR STREAMING AUDIO
70
Patent #:
NONE
Issue Dt:
Application #:
13345207
Filing Dt:
01/06/2012
Publication #:
US20130179259
Pub Dt:
07/11/2013
Title:
COMPUTER-IMPLEMENTED SYSTEM AND METHOD FOR TARGETING INVESTORS COMPATIBLE WITH A COMPANY
71
Patent #:
NONE
Issue Dt:
Application #:
13465287
Filing Dt:
05/07/2012
Publication #:
US20130297546
Pub Dt:
11/07/2013
Title:
SYSTEM FOR GENERATING SYNTHETIC SENTIMENT USING MULTIPLE POINTS OF REFERENCE WITHIN A HIERARCHICAL HEAD NOUN STRUCTURE
72
Patent #:
9418389
Issue Dt:
08/16/2016
Application #:
13465307
Filing Dt:
05/07/2012
Publication #:
US20130297618
Pub Dt:
11/07/2013
Title:
SOCIAL INTELLIGENCE ARCHITECTURE USING SOCIAL MEDIA MESSAGE QUEUES
73
Patent #:
10304036
Issue Dt:
05/28/2019
Application #:
13465335
Filing Dt:
05/07/2012
Publication #:
US20130297619
Pub Dt:
11/07/2013
Title:
SOCIAL MEDIA PROFILING FOR ONE OR MORE AUTHORS USING ONE OR MORE SOCIAL MEDIA PLATFORMS
74
Patent #:
NONE
Issue Dt:
Application #:
13543564
Filing Dt:
07/06/2012
Publication #:
US20140013242
Pub Dt:
01/09/2014
Title:
COLLABORATIVE DUE DILIGENCE REVIEW SYSTEM
75
Patent #:
NONE
Issue Dt:
Application #:
13888445
Filing Dt:
05/07/2013
Publication #:
US20130325687
Pub Dt:
12/05/2013
Title:
METHODS AND ARRANGEMENTS FOR EXCHANGE TRADED PRODUCTS
76
Patent #:
9305303
Issue Dt:
04/05/2016
Application #:
13889168
Filing Dt:
05/07/2013
Publication #:
US20140337097
Pub Dt:
11/13/2014
Title:
WEBCAST SYSTEMS AND METHODS WITH AUDIENCE SENTIMENT FEEDBACK AND ANALYSIS
77
Patent #:
NONE
Issue Dt:
Application #:
13950680
Filing Dt:
07/25/2013
Publication #:
US20150032590
Pub Dt:
01/29/2015
Title:
APPARATUS AND A METHOD FOR CREATING A HIGH SPEED FINANCIAL MARKET DATA MESSAGE STREAM
78
Patent #:
9424432
Issue Dt:
08/23/2016
Application #:
14032715
Filing Dt:
09/20/2013
Publication #:
US20140082749
Pub Dt:
03/20/2014
Title:
SYSTEMS AND METHODS FOR SECURE AND PERSISTENT RETENTION OF SENSITIVE INFORMATION
79
Patent #:
9123076
Issue Dt:
09/01/2015
Application #:
14055205
Filing Dt:
10/16/2013
Publication #:
US20150106248
Pub Dt:
04/16/2015
Title:
CUSTOMIZABLE MACRO-BASED ORDER ENTRY PROTOCOL AND SYSTEM
80
Patent #:
10198768
Issue Dt:
02/05/2019
Application #:
14158584
Filing Dt:
01/17/2014
Publication #:
US20150206235
Pub Dt:
07/23/2015
Title:
ORDER MESSAGE FLOW ROUTING ENGINE AND METHOD
81
Patent #:
NONE
Issue Dt:
Application #:
14513903
Filing Dt:
10/14/2014
Publication #:
US20150106250
Pub Dt:
04/16/2015
Title:
COMPUTING SYSTEMS AND COMPUTER-IMPLEMENTED METHODS FOR USE WITH INTEREST RATE SWAP FUTURE INSTRUMENTS
82
Patent #:
NONE
Issue Dt:
Application #:
14691874
Filing Dt:
04/21/2015
Publication #:
US20150228021
Pub Dt:
08/13/2015
Title:
CALCULATING ADJUSTED TRANSACTION MATCHING PARAMETER OF A DATA ITEM BASED ON A DETERMINED VARIABILITY OF A TRANSACTION MATCHING PARAMETER FOR THE DATA ITEM
83
Patent #:
10346911
Issue Dt:
07/09/2019
Application #:
14734450
Filing Dt:
06/09/2015
Publication #:
US20150356677
Pub Dt:
12/10/2015
Title:
PRIVATE FUND EXCHANGE SYSTEM
Assignor
1
THE NASDAQ OMX GROUP, INC.
Exec Dt:
09/08/2015
Assignee
1
NASDAQ, INC.
ONE LIBERTY PLAZA, 165 BROADWAY
NEW YORK, NEW YORK 10006
Correspondence name and address
JOHN R. LASTOVA
901 NORTH GLEBE ROAD, 11TH FLOOR
ARLINGTON, VA 22203

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