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Reel/Frame:	032589/0948			Pages:	32
		Recorded:	04/02/2014
Attorney Dkt #:	F149178
Conveyance:	SECURITY INTEREST (SEE DOCUMENT FOR DETAILS).

Total properties: 365
Page 4 of 4
Pages: 1 2 3 4

1

Patent #:	7257304	Issue Dt:	08/14/2007	Application #:	10861972	Filing Dt:	06/04/2004
Publication #:	US20040247276	Pub Dt:	12/09/2004
Title:	INTEGRATED OPTICAL DEVICE WITH REDUCED WAVEGUIDE BIREFRINGENCE

2

Patent #:	7284914	Issue Dt:	10/23/2007	Application #:	10866949	Filing Dt:	06/12/2004
Publication #:	US20050276533	Pub Dt:	12/15/2005
Title:	STRUCTURES FOR SMALL FORM FACTOR LINBO3 OPTICAL MODULATOR

3

Patent #:	7155102	Issue Dt:	12/26/2006	Application #:	10871298	Filing Dt:	06/19/2004
Publication #:	US20050281523	Pub Dt:	12/22/2005
Title:	METHOD AND STRUCTURE OF ELECTRIC FIELD POLING OF TI INDIFFUSED LINBO3 SUBSTRATES WITHOUT THE USE OF GRINDING PROCESS

4

Patent #:	6909817	Issue Dt:	06/21/2005	Application #:	10888653	Filing Dt:	07/09/2004
Publication #:	US20040247220	Pub Dt:	12/09/2004
Title:	ELECTRO-OPTIC MODULATORS WITH INTERNAL IMPEDANCE MATCHING

5

Patent #:	6991481	Issue Dt:	01/31/2006	Application #:	10892903	Filing Dt:	07/16/2004
Publication #:	US20060014408	Pub Dt:	01/19/2006
Title:	METHOD AND APPARATUS FOR A LATCHABLE AND PLUGGABLE ELECTRONIC AND OPTICAL MODULE

6

Patent #:	7109526	Issue Dt:	09/19/2006	Application #:	10893140	Filing Dt:	07/15/2004
Publication #:	US20050056868	Pub Dt:	03/17/2005
Title:	SEMICONDUCTOR OPTICAL DEVICE ON AN INDIUM PHOSPHIDE SUBSTRATE FOR LONG OPERATING WAVELENGTHS

7

Patent #:	7204932	Issue Dt:	04/17/2007	Application #:	10973568	Filing Dt:	10/26/2004
Publication #:	US20050095741	Pub Dt:	05/05/2005
Title:	POLARISATION ROTATORS

8

Patent #:	7653274	Issue Dt:	01/26/2010	Application #:	10985166	Filing Dt:	11/10/2004
Publication #:	US20050123237	Pub Dt:	06/09/2005
Title:	OPTOELECTRIC SUBASSEMBLY

9

Patent #:	7158549	Issue Dt:	01/02/2007	Application #:	10995701	Filing Dt:	11/23/2004
Publication #:	US20050135443	Pub Dt:	06/23/2005
Title:	SUPPORT STRUCTURE FOR AN OPTICAL DEVICE

10

Patent #:	7035509	Issue Dt:	04/25/2006	Application #:	11051070	Filing Dt:	02/04/2005
Publication #:	US20050244104	Pub Dt:	11/03/2005
Title:	SEMICONDUCTOR OPTICAL WAVEGUIDE DEVICE

11

Patent #:	7184623	Issue Dt:	02/27/2007	Application #:	11051742	Filing Dt:	02/03/2005
Publication #:	US20050265653	Pub Dt:	12/01/2005
Title:	APPARATUS, SYSTEM AND METHOD FOR AN ADIABATIC COUPLER FOR MULTI-MODE FIBER-OPTIC TRANSMISSION SYSTEMS

12

Patent #:	7127128	Issue Dt:	10/24/2006	Application #:	11070931	Filing Dt:	03/03/2005
Publication #:	US20060198581	Pub Dt:	09/07/2006
Title:	ELECTRO-OPTICAL DEVICE

13

Patent #:	7298466	Issue Dt:	11/20/2007	Application #:	11081926	Filing Dt:	03/15/2005
Publication #:	US20060209297	Pub Dt:	09/21/2006
Title:	SYSTEM AND METHOD FOR ASSEMBLING OPTICAL COMPONENTS

14

Patent #:	7577369	Issue Dt:	08/18/2009	Application #:	11098837	Filing Dt:	04/04/2005
Title:	SYSTEMS FOR DEPLOYING AN OPTICAL NETWORK

15

Patent #:	7058253	Issue Dt:	06/06/2006	Application #:	11101989	Filing Dt:	04/08/2005
Title:	INTEGRATED FIBER, SENSOR AND LENS ARRAYS AND THEIR APPLICATIONS FOR OPTICAL NETWORKS

16

Patent #:	7555226	Issue Dt:	06/30/2009	Application #:	11176703	Filing Dt:	07/07/2005
Publication #:	US20060034616	Pub Dt:	02/16/2006
Title:	AUTOMATIC BIAS CONTROL FOR AN OPTICAL MODULATOR

17

Patent #:	7254291	Issue Dt:	08/07/2007	Application #:	11217543	Filing Dt:	09/01/2005
Publication #:	US20060215953	Pub Dt:	09/28/2006
Title:	OPTICAL INTERFEROMETER

18

Patent #:	7171073	Issue Dt:	01/30/2007	Application #:	11247052	Filing Dt:	10/11/2005
Title:	STRUCTURE AND METHOD FOR MULTI-PORTS OPTICAL APPARATUS

19

Patent #:	7340130	Issue Dt:	03/04/2008	Application #:	11247779	Filing Dt:	10/11/2005
Title:	METHOD FOR ASSEMBLY OF MULTI-PORTS OPTICAL APPARATUS

20

Patent #:	7184207	Issue Dt:	02/27/2007	Application #:	11315415	Filing Dt:	12/21/2005
Title:	SEMICONDUCTOR OPTICAL DEVICE

21

Patent #:	7194167	Issue Dt:	03/20/2007	Application #:	11352164	Filing Dt:	02/10/2006
Publication #:	US20060127012	Pub Dt:	06/15/2006
Title:	METHOD AND APPARATUS FOR A FIBER OPTIC HOUSING AND ALIGNING DEVICE

22

Patent #:	7986885	Issue Dt:	07/26/2011	Application #:	11509489	Filing Dt:	08/24/2006
Publication #:	US20070047954	Pub Dt:	03/01/2007
Title:	METHOD AND APPARATUS FOR CONTROL OF DPSK AND DQPSK RECEIVERS AND TRANSMITTERS

23

Patent #:	7484900	Issue Dt:	02/03/2009	Application #:	11538890	Filing Dt:	10/05/2006
Publication #:	US20080085084	Pub Dt:	04/10/2008
Title:	AIR CAVITY PLASTIC PACKAGE FOR HIGH FREQUENCY OPTICAL DEVICES

24

Patent #:	7680374	Issue Dt:	03/16/2010	Application #:	11575580	Filing Dt:	03/20/2007
Publication #:	US20070217742	Pub Dt:	09/20/2007
Title:	APODISED BINARY BRAGG GRATING

25

Patent #:	7949261	Issue Dt:	05/24/2011	Application #:	11740212	Filing Dt:	04/25/2007
Publication #:	US20070196110	Pub Dt:	08/23/2007
Title:	PARTIAL DPSK (PDPSK) TRANSMISSION SYSTEMS

26

Patent #:	7769295	Issue Dt:	08/03/2010	Application #:	11845596	Filing Dt:	08/27/2007
Publication #:	US20080050127	Pub Dt:	02/28/2008
Title:	DUAL BEAM SPLITTER OPTICAL MICRO-COMPONENTS AND SYSTEMS AND METHODS EMPLOYING SAME

27

Patent #:	8094982	Issue Dt:	01/10/2012	Application #:	12014728	Filing Dt:	01/15/2008
Publication #:	US20080219619	Pub Dt:	09/11/2008
Title:	FIBER LENS ASSEMBLY FOR OPTICAL DEVICE

28

Patent #:	7656914	Issue Dt:	02/02/2010	Application #:	12027413	Filing Dt:	02/07/2008
Title:	DIRECTLY-MODULATED DIODE LASERS WITH REDUCED OVERSHOOT

29

Patent #:	8319236	Issue Dt:	11/27/2012	Application #:	12028055	Filing Dt:	02/08/2008
Publication #:	US20080198885	Pub Dt:	08/21/2008
Title:	LOW CREEP METALLIZATION FOR OPTOELECTRONIC APPLICATIONS

30

Patent #:	7830927	Issue Dt:	11/09/2010	Application #:	12088131	Filing Dt:	03/26/2008
Publication #:	US20080240175	Pub Dt:	10/02/2008
Title:	BRAGG GRATING REFLECTION STRENGTH CONTROL

31

Patent #:	7826508	Issue Dt:	11/02/2010	Application #:	12088136	Filing Dt:	03/26/2008
Publication #:	US20080232411	Pub Dt:	09/25/2008
Title:	BRAGG GRATING STRUCTURE

32

Patent #:	8160410	Issue Dt:	04/17/2012	Application #:	12096307	Filing Dt:	11/11/2008
Publication #:	US20090161717	Pub Dt:	06/25/2009
Title:	BRAGG REFLECTOR GRATING

33

Patent #:	7641400	Issue Dt:	01/05/2010	Application #:	12150542	Filing Dt:	04/29/2008
Publication #:	US20090269021	Pub Dt:	10/29/2009
Title:	ELECTRO-OPTIC DEVICE PACKAGES

34

Patent #:	7693356	Issue Dt:	04/06/2010	Application #:	12208696	Filing Dt:	09/11/2008
Publication #:	US20090067770	Pub Dt:	03/12/2009
Title:	LITHIUM NIOBATE OPTICAL MODULATOR

35

Patent #:	8206042	Issue Dt:	06/26/2012	Application #:	12460477	Filing Dt:	07/20/2009
Publication #:	US20090324166	Pub Dt:	12/31/2009
Title:	ELECTRO-OPTIC DEVICE PACKAGES

36

Patent #:	8213806	Issue Dt:	07/03/2012	Application #:	12480573	Filing Dt:	06/08/2009
Publication #:	US20090245814	Pub Dt:	10/01/2009
Title:	OPTICAL COMMUNICATIONS

37

Patent #:	8295315	Issue Dt:	10/23/2012	Application #:	12594213	Filing Dt:	02/10/2010
Publication #:	US20100142567	Pub Dt:	06/10/2010
Title:	TUNABLE LASER

38

Patent #:	8457172	Issue Dt:	06/04/2013	Application #:	12889517	Filing Dt:	09/24/2010
Publication #:	US20110069727	Pub Dt:	03/24/2011
Title:	BRAGG GRATING STRUCTURE

39

Patent #:	8200099	Issue Dt:	06/12/2012	Application #:	12897172	Filing Dt:	10/04/2010
Publication #:	US20110020013	Pub Dt:	01/27/2011
Title:	DEMODULATION OF AN OPTICAL CARRIER

40

Patent #:	8548338	Issue Dt:	10/01/2013	Application #:	12906554	Filing Dt:	10/18/2010
Publication #:	US20110091204	Pub Dt:	04/21/2011
Title:	METHOD AND SYSTEM FOR DEPLOYING AN OPTICAL DEMODULATOR ARRANGEMENT IN A COMMUNICATIONS NETWORK

41

Patent #:	8606114	Issue Dt:	12/10/2013	Application #:	13109785	Filing Dt:	05/17/2011
Publication #:	US20120294622	Pub Dt:	11/22/2012
Title:	ALIGNMENT OF A DATA SIGNAL TO AN ALIGNMENT SIGNAL

42

Patent #:	8660440	Issue Dt:	02/25/2014	Application #:	13112984	Filing Dt:	05/20/2011
Publication #:	US20120039618	Pub Dt:	02/16/2012
Title:	SELF-ADAPTIVE RECEIVERS NOT REQUIRING FEC FEEDBACK

43

Patent #:	9020367	Issue Dt:	04/28/2015	Application #:	13202088	Filing Dt:	01/17/2012
Publication #:	US20120106984	Pub Dt:	05/03/2012
Title:	OPTICAL CHIPS AND DEVICES FOR OPTICAL COMMUNICATIONS

44

Patent #:	NONE	Issue Dt:		Application #:	13228350	Filing Dt:	09/08/2011
Publication #:	US20130064512	Pub Dt:	03/14/2013
Title:	COOLING SYSTEM FOR AN OPTICAL MODULE

45

Patent #:	8743371	Issue Dt:	06/03/2014	Application #:	13254809	Filing Dt:	11/28/2011
Publication #:	US20120062900	Pub Dt:	03/15/2012
Title:	OPTICAL WAVEGUIDE SPLITTERS

46

Patent #:	8818148	Issue Dt:	08/26/2014	Application #:	13257198	Filing Dt:	01/27/2012
Publication #:	US20120134623	Pub Dt:	05/31/2012
Title:	RIDGE WAVEGUIDE SERIAL INTERFEROMETERS

47

Patent #:	8916874	Issue Dt:	12/23/2014	Application #:	13259572	Filing Dt:	01/10/2012
Publication #:	US20120104389	Pub Dt:	05/03/2012
Title:	SACRIFICIAL WAVEGUIDE TEST STRUCTURES

48

Patent #:	8749772	Issue Dt:	06/10/2014	Application #:	13383406	Filing Dt:	03/09/2012
Publication #:	US20120162648	Pub Dt:	06/28/2012
Title:	INTEGRATED PHOTODIODE WAVELENGTH MONITOR

49

Patent #:	NONE	Issue Dt:		Application #:	13513552	Filing Dt:	07/30/2012
Publication #:	US20120282473	Pub Dt:	11/08/2012
Title:	SURFACE TREATMENTS AND COATINGS

50

Patent #:	8687279	Issue Dt:	04/01/2014	Application #:	13546964	Filing Dt:	07/11/2012
Publication #:	US20130016437	Pub Dt:	01/17/2013
Title:	LENS

51

Patent #:	9104084	Issue Dt:	08/11/2015	Application #:	13551514	Filing Dt:	07/17/2012
Publication #:	US20130022306	Pub Dt:	01/24/2013
Title:	GAIN CONTROL FOR AN OPTICAL MODULATOR

52

Patent #:	9488784	Issue Dt:	11/08/2016	Application #:	13578242	Filing Dt:	10/01/2012
Publication #:	US20130034328	Pub Dt:	02/07/2013
Title:	REDUCED LENGTH OPTOELECTRONIC DEVICES

53

Patent #:	9002213	Issue Dt:	04/07/2015	Application #:	13639510	Filing Dt:	11/21/2012
Publication #:	US20130064557	Pub Dt:	03/14/2013
Title:	APPARATUS FOR POWER EQUALISATION AND PHASE CORRECTION

54

Patent #:	NONE	Issue Dt:		Application #:	13641078	Filing Dt:	02/21/2013
Publication #:	US20130163986	Pub Dt:	06/27/2013
Title:	ELECTRICALLY-ADAPTIVE DSPK AND (D)MPSK RECEIVERS

55

Patent #:	NONE	Issue Dt:		Application #:	13689215	Filing Dt:	11/29/2012
Publication #:	US20130343751	Pub Dt:	12/26/2013
Title:	Optical Receiver with a Wide Power Sensitivity Dynamic Range

56

Patent #:	8908726	Issue Dt:	12/09/2014	Application #:	13812129	Filing Dt:	01/24/2013
Publication #:	US20130114629	Pub Dt:	05/09/2013
Title:	ENCLOSURE FOR A LASER PACKAGE

57

Patent #:	9798164	Issue Dt:	10/24/2017	Application #:	13822250	Filing Dt:	04/08/2013
Publication #:	US20130202243	Pub Dt:	08/08/2013
Title:	ELECTRO-OPTIC DEVICES

58

Patent #:	NONE	Issue Dt:		Application #:	13825295	Filing Dt:	03/29/2013
Publication #:	US20130182731	Pub Dt:	07/18/2013
Title:	Fast Wavelength Switching

59

Patent #:	9217827	Issue Dt:	12/22/2015	Application #:	13884334	Filing Dt:	05/09/2013
Publication #:	US20130223790	Pub Dt:	08/29/2013
Title:	OPTICAL WAVEGUIDE ARRANGEMENTS COMPRISING AN AUXILIARY WAVEGUIDE - LIKE STRUCTURE

60

Patent #:	9203206	Issue Dt:	12/01/2015	Application #:	13920904	Filing Dt:	06/18/2013
Publication #:	US20140369368	Pub Dt:	12/18/2014
Title:	Thermal Locker

61

Patent #:	8891910	Issue Dt:	11/18/2014	Application #:	13991868	Filing Dt:	07/11/2013
Publication #:	US20130306848	Pub Dt:	11/21/2013
Title:	Assembly for Monitoring Output Characteristics of a Modulator

62

Patent #:	9083144	Issue Dt:	07/14/2015	Application #:	13991879	Filing Dt:	06/05/2013
Publication #:	US20130250981	Pub Dt:	09/26/2013
Title:	Array Comprising a Plurality of Adjustable Optical Devices

63

Patent #:	NONE	Issue Dt:		Application #:	14236434	Filing Dt:	04/24/2014
Publication #:	US20140308001	Pub Dt:	10/16/2014
Title:	Optical Fibre and Method of Fabricating a Coupling Device Therefor

64

Patent #:	9013785	Issue Dt:	04/21/2015	Application #:	14240537	Filing Dt:	04/28/2014
Publication #:	US20140300953	Pub Dt:	10/09/2014
Title:	Tunable Multi-Mode Laser

65

Patent #:	9209602	Issue Dt:	12/08/2015	Application #:	14240545	Filing Dt:	04/09/2014
Publication #:	US20140301416	Pub Dt:	10/09/2014
Title:	MONOLITHICALLY INTEGRATED TUNABLE SEMICONDUCTOR LASER

Assignors

1

Exec Dt:

03/28/2014

2

OCLARO TECHNOLOGY, INC.

Exec Dt:

03/28/2014

3

OCLARO (NORTH AMERICA), INC.

Exec Dt:

03/28/2014

4

MINTERA CORPORATION

Exec Dt:

03/28/2014

5

Exec Dt:

03/28/2014

6

PINE PHOTONICS COMMUNICATIONS, INC.

Exec Dt:

03/28/2014

7

OPNEXT SUBSYSTEMS INC.

Exec Dt:

03/28/2014

8

BOOKHAM NOMINEES LIMITED

Exec Dt:

03/28/2014

9

OCLARO TECHNOLOGY LIMITED

Exec Dt:

03/28/2014

10

OCLARO INNOVATIONS LLP

Exec Dt:

03/28/2014

Assignee

1

SILICON VALLEY BANK

2400 HANOVER STREET

PALO ALTO, CALIFORNIA 94304

Correspondence name and address
	THOMAS FAHEY
	1025 VERMONT AVENUE NW, SUITE 1130
	NATIONAL CORPORATE RESEARCH, LTD.
	WASHINGTON, DC 20005

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