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Patent Assignment Abstract of Title
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Total Assignments: 3
Patent #:
7529701
Issue Dt:
05/05/2009
Application #:
10003613
Filing Dt:
11/02/2001
Publication #:
20020042771
Pub Dt:
04/11/2002
Inventors:
Lawrence P. Shields, George Brewster, James Humza, James Mooney, Hermant Bendre et al
Title:
SYSTEM AND METHOD FOR IMPLEMENTING EMPLOYEE STOCK PLANS
Assignment: 1
Reel/Frame:
012357/0905Recorded: 11/02/2001Pages: 32
Conveyance:
ASSIGNMENT OF ASSIGNORS INTEREST (SEE DOCUMENT FOR DETAILS).
Assignors:
SHIELDS, LAWRENCE P.
Exec Dt:
10/16/2001
BREWSTER, GEORGE
Exec Dt:
10/18/2001
HUMZA, JAMES
Exec Dt:
10/22/2001
MOONEY, JAMES P.
Exec Dt:
10/28/2001
BENDRE, HERMANT
Exec Dt:
10/18/2001
BURNS, JULIA
Exec Dt:
10/18/2001
DE NOLA, JOSEPH
Exec Dt:
10/18/2001
ENG, EILEEN
Exec Dt:
10/18/2001
JONES, DOUG
Exec Dt:
10/28/2001
KELLY, MICHAEL
Exec Dt:
10/18/2001
REBIMBAS, JOHN
Exec Dt:
10/18/2001
TROJAN, MARK
Exec Dt:
10/18/2001
TURETSKY, ALLA
Exec Dt:
10/18/2001
VANDERHOOF, HEATHER
Exec Dt:
10/18/2001
Assignee:
UBS PAINEWEBBER, INC.
1200 HARBOR BOULEVARD
WEEHAWKEN, NEW JERSEY 07087
Correspondent:
BROWN, RAYSMAN, MILLSTEIN, ET AL.
LESLIE GLADSTONE RESTAINO
55 MADISON AVENUE
MORRISTOWN, NJ 07960
Assignment: 2
Reel/Frame:
014467/0783Recorded: 09/08/2003Pages: 4
Conveyance:
CHANGE OF NAME (SEE DOCUMENT FOR DETAILS).
Assignor:
UBS PAINWEBBER, INC.
Exec Dt:
05/15/2003
Assignee:
UBS FINANCIAL SERVICES, INC.
C/O LES LEVY, ESQ.
1200 HARBOR BLVD.
WEEHAWKEN, NEW JERSEY 07086-6791
Correspondent:
BROWN RAYSMAN MILLSTEIN ET AL.
LESLIE GLADSTONE RESTAINO
163 MADISON AVENUE
PO BOX 1989
MORRISTOWN, NJ 07962-1989
Assignment: 3
Reel/Frame:
042956/0552Recorded: 07/10/2017Pages: 10
Conveyance:
ASSIGNMENT OF ASSIGNORS INTEREST (SEE DOCUMENT FOR DETAILS).
Assignor:
UBS FINANCIAL SERVICES INC
Exec Dt:
06/06/2017
Assignee:
UBS BUSINESS SOLUTIONS AG
BAHNHOFSTRASSE 45
ZURICH, SWITZERLAND 8001
Correspondent:
LILA BOLAND
PILLSBURY WINTHROP SHAW PITTMAN LLP
P.O. BOX 10500
MCLEAN, VA 22102

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